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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 55 Institutional holders with a total value of $118,500,456.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,124,603 24,393,000 20.58%
2 WELLINGTON MANAGEMENT GROUP LLP 951,530 20,638,000 17.42%
3 BANC FUNDS CO LLC 769,102 16,682,000 14.08%
4 ENDEAVOUR CAPITAL ADVISORS INC 318,660 6,912,000 5.83%
5 BlackRock Fund Advisors 282,687 6,131,000 5.17%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 264,947 5,747,000 4.85%
7 GARDNER LEWIS ASSET MANAGEMENT L P 188,487 4,088,000 3.45%
8 VANGUARD GROUP INC 165,109 3,581,000 3.02%
9 RENAISSANCE TECHNOLOGIES LLC 133,803 2,902,000 2.45%
10 STATE STREET CORP 121,551 2,636,000 2.22%
11 Stieven Capital Advisors, L.P. 96,039 2,083,000 1.76%
12 BlackRock Institutional Trust Company, N.A. 90,181 1,956,000 1.65%
13 NORTHERN TRUST CORP 88,255 1,914,000 1.62%
14 RAYMOND JAMES & ASSOCIATES 81,312 1,764,000 1.49%
15 AlphaOne Investment Services, LLC 69,647 1,511,000 1.28%
16 DAVIS CAPITAL PARTNERS, LLC 60,623 1,314,000 1.11%
17 EMERALD MUTUAL FUND ADVISERS TRUST 58,710 1,273,000 1.07%
18 Hutchin Hill Capital, LP 58,216 1,263,000 1.07%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 48,358 1,049,000 0.89%
20 GEODE CAPITAL MANAGEMENT, LLC 46,987 1,019,000 0.86%
21 Bank of New York Mellon Corp 45,280 982,000 0.83%
22 ALPINE WOODS CAPITAL INVESTORS, LLC 37,500 813,000 0.69%
23 PANAGORA ASSET MANAGEMENT INC 36,396 789,000 0.67%
24 BlackRock Investment Management, LLC 33,853 734,000 0.62%
25 Lourd Capital, LLC 32,844 712,000 0.60%
26 LINCOLN NATIONAL CORP 24,291 527,000 0.44%
27 NAVELLIER & ASSOCIATES INC 20,968 455,000 0.38%
28 Telos Capital Management, Inc. 19,197 416,000 0.35%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,100 401,000 0.34%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 18,459 400,000 0.34%
31 RUSSELL FRANK CO/ 16,002 349,000 0.29%
32 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,600 317,000 0.27%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,400 291,000 0.25%
34 TWO SIGMA INVESTMENTS, LP 13,391 290,000 0.24%
35 RHUMBLINE ADVISERS 12,901 280,000 0.24%
36 TEACHERS ADVISORS, LLC 12,760 277,000 0.23%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,101 262,000 0.22%
38 MORGAN STANLEY 8,664 188,000 0.16%
39 METROPOLITAN LIFE INSURANCE CO/NY 8,176 177,000 0.15%
40 Nationwide Fund Advisors 7,588 165,000 0.14%
41 AMERICAN INTERNATIONAL GROUP, INC. 6,276 136,126 0.11%
42 UBS Group AG 6,294 136,000 0.11%
43 WELLS FARGO & COMPANY/MN 4,063 88,000 0.07%
44 BLACKROCK ADVISORS LLC 3,778 82,000 0.07%
45 Mercer Capital Advisers, Inc. 3,100 67,000 0.06%
46 B. Riley Wealth Advisors, Inc. 3,047 67,000 0.06%
47 BANK OF AMERICA CORP /DE/ 3,000 65,000 0.05%
48 BANK OF MONTREAL /CAN/ 2,400 52,000 0.04%
49 DEUTSCHE BANK AG\ 2,327 50,000 0.04%
50 CITIGROUP INC 1,795 39,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.