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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 65 Institutional holders with a total value of $159,598,145.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,326,482 29,395,000 18.42%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,177,096 26,084,000 16.34%
3 BANC FUNDS CO LLC 1,125,614 24,944,000 15.63%
4 BlackRock Fund Advisors 428,117 9,487,000 5.94%
5 VANGUARD GROUP INC 409,967 9,085,000 5.69%
6 Stieven Capital Advisors, L.P. 305,427 6,768,000 4.24%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 261,389 5,793,000 3.63%
8 JCSD Capital, LLC 220,000 4,875,000 3.05%
9 RENAISSANCE TECHNOLOGIES LLC 187,600 4,157,000 2.60%
10 STATE STREET CORP 178,490 3,954,000 2.48%
11 ENDEAVOUR CAPITAL ADVISORS INC 153,974 3,412,000 2.14%
12 BlackRock Institutional Trust Company, N.A. 119,633 2,651,000 1.66%
13 NORTHERN TRUST CORP 100,440 2,226,000 1.39%
14 Bank of New York Mellon Corp 97,223 2,155,000 1.35%
15 RAYMOND JAMES & ASSOCIATES 81,312 1,802,000 1.13%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 72,489 1,606,000 1.01%
17 AlphaOne Investment Services, LLC 68,397 1,516,000 0.95%
18 GEODE CAPITAL MANAGEMENT, LLC 63,747 1,412,000 0.88%
19 BlackRock Investment Management, LLC 61,029 1,352,000 0.85%
20 EMERALD MUTUAL FUND ADVISERS TRUST 58,710 1,301,000 0.82%
21 Hutchin Hill Capital, LP 58,216 1,290,000 0.81%
22 PANAGORA ASSET MANAGEMENT INC 55,187 1,223,000 0.77%
23 RUSSELL FRANK CO/ 52,463 1,162,000 0.73%
24 ALPINE WOODS CAPITAL INVESTORS, LLC 35,500 787,000 0.49%
25 ANALYTIC INVESTORS, LLC 34,322 761,000 0.48%
26 Lourd Capital, LLC 32,844 728,000 0.46%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,683 680,000 0.43%
28 TWO SIGMA INVESTMENTS, LP 28,832 639,000 0.40%
29 DEUTSCHE BANK AG\ 27,905 617,000 0.39%
30 LINCOLN NATIONAL CORP 24,288 565,000 0.35%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 563,000 0.35%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,100 423,000 0.27%
33 TWO SIGMA ADVISERS, LP 19,000 421,000 0.26%
34 RHUMBLINE ADVISERS 18,876 418,000 0.26%
35 TEACHERS ADVISORS, LLC 18,179 403,000 0.25%
36 Telos Capital Management, Inc. 17,600 390,000 0.24%
37 TFS CAPITAL LLC 16,382 363,000 0.23%
38 NAVELLIER & ASSOCIATES INC 16,189 359,000 0.22%
39 NEW YORK STATE COMMON RETIREMENT FUND 14,999 332,000 0.21%
40 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,800 328,000 0.21%
41 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 13,732 304,000 0.19%
42 DIMENSIONAL FUND ADVISORS LP 13,579 301,000 0.19%
43 MORGAN STANLEY 12,638 280,000 0.18%
44 METROPOLITAN LIFE INSURANCE CO/NY 12,119 269,000 0.17%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,101 268,000 0.17%
46 Nationwide Fund Advisors 10,428 231,000 0.14%
47 Glovista Investments LLC 10,087 224,000 0.14%
48 AMERICAN INTERNATIONAL GROUP, INC. 9,845 218,165 0.14%
49 CREDIT SUISSE AG/ 9,067 201,000 0.13%
50 BLACKROCK ADVISORS LLC 8,054 178,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.