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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 71 Institutional holders with a total value of $193,669,699.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,535,162 38,932,000 20.10%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,205,099 30,561,000 15.78%
3 BANC FUNDS CO LLC 1,125,614 28,546,000 14.74%
4 BlackRock Fund Advisors 433,920 11,004,000 5.68%
5 VANGUARD GROUP INC 344,260 8,731,000 4.51%
6 Stieven Capital Advisors, L.P. 281,387 7,136,000 3.68%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 263,885 6,692,000 3.46%
8 STATE STREET CORP 215,608 5,470,000 2.82%
9 JCSD Capital, LLC 205,924 5,222,000 2.70%
10 RENAISSANCE TECHNOLOGIES LLC 191,982 4,869,000 2.51%
11 EMERALD MUTUAL FUND ADVISERS TRUST 178,354 4,523,000 2.34%
12 NORTHERN TRUST CORP 150,272 3,811,000 1.97%
13 BlackRock Institutional Trust Company, N.A. 145,958 3,701,000 1.91%
14 AlphaOne Investment Services, LLC 96,780 2,454,000 1.27%
15 PANAGORA ASSET MANAGEMENT INC 94,464 2,396,000 1.24%
16 ENDEAVOUR CAPITAL ADVISORS INC 89,644 2,273,000 1.17%
17 RAYMOND JAMES & ASSOCIATES 81,312 2,062,000 1.06%
18 GEODE CAPITAL MANAGEMENT, LLC 78,749 1,997,000 1.03%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 72,994 1,851,000 0.96%
20 BlackRock Investment Management, LLC 65,130 1,652,000 0.85%
21 Hutchin Hill Capital, LP 55,501 1,408,000 0.73%
22 Bank of New York Mellon Corp 51,703 1,312,000 0.68%
23 Granite Investment Partners, LLC 50,180 1,272,000 0.66%
24 DIMENSIONAL FUND ADVISORS LP 42,263 1,072,000 0.55%
25 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 35,316 896,000 0.46%
26 CONTEXT BH CAPITAL MANAGEMENT, LP 34,389 872,000 0.45%
27 ANALYTIC INVESTORS, LLC 34,322 871,000 0.45%
28 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 32,087 811,000 0.42%
29 ALPINE WOODS CAPITAL INVESTORS, LLC 31,500 799,000 0.41%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 31,093 789,000 0.41%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 645,000 0.33%
32 TEACHERS ADVISORS, LLC 23,492 596,000 0.31%
33 LINCOLN NATIONAL CORP 24,288 582,000 0.30%
34 RHUMBLINE ADVISERS 21,172 537,000 0.28%
35 FIRST TRUST ADVISORS LP 20,665 524,000 0.27%
36 NAVELLIER & ASSOCIATES INC 18,376 466,000 0.24%
37 Telos Capital Management, Inc. 17,600 446,000 0.23%
38 TWO SIGMA INVESTMENTS, LP 16,876 428,000 0.22%
39 NEW YORK STATE COMMON RETIREMENT FUND 15,400 391,000 0.20%
40 DEUTSCHE BANK AG\ 15,431 391,000 0.20%
41 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 14,420 366,000 0.19%
42 INVESTMENT HOUSE LLC 13,853 351,000 0.18%
43 Municipal Employees' Retirement System of Michigan 13,580 344,000 0.18%
44 MORGAN STANLEY 12,869 326,000 0.17%
45 TWO SIGMA ADVISERS, LP 12,400 314,000 0.16%
46 METROPOLITAN LIFE INSURANCE CO/NY 12,119 307,000 0.16%
47 RUSSELL FRANK CO/ 12,058 307,000 0.16%
48 Nationwide Fund Advisors 10,745 272,000 0.14%
49 AMERICAN INTERNATIONAL GROUP, INC. 10,039 255,000 0.13%
50 EP Wealth Advisors, LLC 9,706 246,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.