| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,093,235 | 77,263,000 | 19.69% | ||
| 2 | UBS Group AG | 3,856,817 | 48,905,000 | 12.47% | ||
| 3 | Atria Investments, Inc | 426 | 33,588,000 | 8.56% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,958,459 | 24,833,000 | 6.33% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,826,367 | 23,158,000 | 5.90% | ||
| 6 | Invesco Ltd. | 1,714,307 | 21,737,000 | 5.54% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,622,616 | 20,575,000 | 5.24% | ||
| 8 | Advisors Asset Management, Inc. | 1,254,328 | 15,905,000 | 4.05% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 762,470 | 9,668,000 | 2.46% | ||
| 10 | AMERIPRISE FINANCIAL INC | 707,023 | 8,964,000 | 2.28% | ||
| 11 | LAZARD ASSET MANAGEMENT LLC | 695,385 | 8,817,000 | 2.25% | PRN | |
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 647,832 | 8,215,000 | 2.09% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 599,815 | 7,606,000 | 1.94% | ||
| 14 | Commonwealth Equity Services, Inc | 518,842 | 6,579,000 | 1.68% | ||
| 15 | Yorktown Management & Research Co Inc | 442,000 | 5,605,000 | 1.43% | ||
| 16 | CITIGROUP INC | 324,346 | 4,112,000 | 1.05% | ||
| 17 | AQR ARBITRAGE LLC | 308,607 | 3,913,000 | 1.00% | ||
| 18 | Vident Investment Advisory, LLC | 290,620 | 3,685,000 | 0.94% | ||
| 19 | Horizon Kinetics LLC | 256,013 | 3,246,000 | 0.83% | ||
| 20 | LPL Financial LLC | 225,913 | 2,842,000 | 0.72% | ||
| 21 | WELLS FARGO & COMPANY/MN | 216,393 | 2,744,000 | 0.70% | ||
| 22 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,559,000 | 0.65% | ||
| 23 | HighTower Advisors, LLC | 193,705 | 2,455,000 | 0.63% | ||
| 24 | DOLIVER ADVISORS, LP | 167,328 | 2,122,000 | 0.54% | ||
| 25 | POINTE CAPITAL MANAGEMENT LLC | 150,155 | 1,904,000 | 0.49% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 134,951 | 1,712,000 | 0.44% | ||
| 27 | Creative Planning | 123,655 | 1,568,000 | 0.40% | ||
| 28 | First Allied Advisory Services, Inc. | 123,388 | 1,568,000 | 0.40% | ||
| 29 | Laurion Capital Management LP | 119,065 | 1,510,000 | 0.38% | ||
| 30 | OPPENHEIMER & CO INC | 116,479 | 1,477,000 | 0.38% | ||
| 31 | Aviance Capital Partners, LLC | 105,748 | 1,341,000 | 0.34% | ||
| 32 | Blume Capital Management, Inc. | 101,850 | 1,291,000 | 0.33% | ||
| 33 | Curi Capital, LLC | 101,098 | 1,282,000 | 0.33% | ||
| 34 | MARINER INVESTMENT GROUP LLC | 100,000 | 1,268,000 | 0.32% | ||
| 35 | Investors Capital Advisory Services | 95,524 | 1,211,000 | 0.31% | ||
| 36 | COHEN & STEERS, INC. | 94,670 | 1,200,000 | 0.31% | ||
| 37 | Shaker Financial Services, LLC | 94,126 | 1,194,000 | 0.30% | ||
| 38 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 79,301 | 1,006,000 | 0.26% | ||
| 39 | BLACKROCK ADVISORS LLC | 77,083 | 977,000 | 0.25% | ||
| 40 | FIRST TRUST ADVISORS LP | 70,796 | 898,000 | 0.23% | ||
| 41 | ALETHEA CAPITAL MANAGEMENT, LLC | 70,527 | 894,000 | 0.23% | ||
| 42 | Coe Capital Management, LLC | 70,000 | 887,600 | 0.23% | ||
| 43 | Apriem Advisors | 64,600 | 819,000 | 0.21% | ||
| 44 | ROYAL BANK OF CANADA | 63,702 | 808,000 | 0.21% | ||
| 45 | FRANKLIN RESOURCES INC | 62,987 | 799,000 | 0.20% | ||
| 46 | INVESTMENT CENTERS OF AMERICA INC | 61,613 | 787,000 | 0.20% | ||
| 47 | Greenwich Wealth Management LLC | 53,958 | 684,000 | 0.17% | ||
| 48 | RAYMOND JAMES & ASSOCIATES | 53,859 | 683,000 | 0.17% | ||
| 49 | GIRARD ADVISORY SERVICES, LLC | 51,418 | 652,000 | 0.17% | ||
| 50 | Sterneck Capital Management, LLC | 50,044 | 635,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
