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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 77 Institutional holders with a total value of $278,772,802.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,655,606 55,928,000 20.06%
2 WELLS FARGO & COMPANY/MN 1,995,522 42,026,000 15.08%
3 UBS Group AG 1,181,063 24,873,000 8.92%
4 BB&T SECURITIES, LLC 98,616 20,768,000 7.45%
5 LPL Financial LLC 869,395 18,301,000 6.56%
6 BANK OF AMERICA CORP /DE/ 694,007 14,615,000 5.24%
7 AVIANCE CAPITAL MANAGEMENT, LLC 328,354 6,916,000 2.48%
8 Cambridge Investment Research Advisors, Inc. 300,793 6,335,000 2.27%
9 PALLADIEM, LLC 240,725 5,070,000 1.82%
10 AMERICAN INTERNATIONAL GROUP, INC. 231,306 4,871,299 1.75%
11 STEPHENS INC /AR/ 214,896 4,526,000 1.62%
12 TRUSTMARK BANK TRUST DEPARTMENT 200,302 4,218,000 1.51%
13 RAYMOND JAMES & ASSOCIATES 191,826 4,040,000 1.45%
14 Summit Financial Wealth Advisors, LLC 190,620 3,993,000 1.43%
15 Argentus Capital Management, LLC 181,278 3,818,000 1.37%
16 ROYAL BANK OF CANADA 168,407 3,547,000 1.27%
17 WEALTHPLAN PARTNERS, LLC 160,885 3,393,000 1.22%
18 AMERIPRISE FINANCIAL INC 159,755 3,364,000 1.21%
19 Strategic Capital Alternatives LLC 140,804 2,965,000 1.06%
20 STIFEL FINANCIAL CORP 128,907 2,715,000 0.97%
21 SNS Financial Group, LLC 127,913 2,694,000 0.97%
22 Commonwealth Equity Services, Inc 127,459 2,684,000 0.96%
23 PNC FINANCIAL SERVICES GROUP, INC. 114,059 2,402,000 0.86%
24 Janney Montgomery Scott LLC 106,174 2,236,000 0.80%
25 Private Harbour Investment Management & Counsel, LLC 86,850 1,829,000 0.66%
26 HighTower Advisors, LLC 86,044 1,812,000 0.65%
27 HL FINANCIAL SERVICES LLC 85,324 1,797,000 0.64%
28 VSR Financial Services, Inc. 77,902 1,641,000 0.59%
29 IFC Holdings Incorporated/FL 75,667 1,580,000 0.57%
30 NEXT Financial Group, Inc 70,811 1,491,000 0.53%
31 First Allied Advisory Services, Inc. 57,861 1,222,000 0.44%
32 Cetera Advisors LLC 53,095 1,118,000 0.40%
33 NATIONAL PLANNING CORP 52,607 1,105,000 0.40%
34 INVESTMENT CENTERS OF AMERICA INC 51,125 1,078,000 0.39%
35 CUE ADVISORY SERVICES, INC. 49,125 1,037,000 0.37%
36 USCA RIA LLC 48,452 1,020,000 0.37%
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 48,163 1,018,000 0.37%
38 SII INVESTMENTS INC/WI 48,186 1,014,000 0.36%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,329 976,000 0.35%
40 Baker Avenue Asset Management, LP 42,139 887,000 0.32%
41 Robert W. Baird & Co. Inc 40,536 854,000 0.31%
42 OPPENHEIMER & CO INC 39,342 829,000 0.30%
43 First Heartland Consultants, Inc. 38,610 813,000 0.29%
44 ENVESTNET ASSET MANAGEMENT INC 30,969 652,000 0.23%
45 MSI Financial Services Inc 29,136 614,000 0.22%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,658 582,000 0.21%
47 GOLDMAN SACHS GROUP INC 27,175 572,000 0.21%
48 JPMORGAN CHASE & CO 24,715 520,000 0.19%
49 COLONY GROUP LLC 23,925 504,000 0.18%
50 Cetera Advisor Networks LLC 21,960 463,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.