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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 55 Institutional holders with a total value of $142,352,319.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,639,383 36,690,000 25.77%
2 UBS AG 891,334 19,948,000 14.01%
3 WELLS FARGO & COMPANY/MN 842,460 18,854,000 13.24%
4 LPL Financial LLC 700,152 15,669,000 11.01%
5 BANK OF AMERICA CORP /DE/ 436,511 9,769,000 6.86%
6 Strategic Capital Group LLC 239,128 5,352,000 3.76%
7 RAYMOND JAMES & ASSOCIATES 135,183 3,025,000 2.13%
8 TRUSTMARK BANK TRUST DEPARTMENT 107,208 2,399,000 1.69%
9 STIFEL FINANCIAL CORP 105,686 2,365,000 1.66%
10 Cambridge Investment Research Advisors, Inc. 92,673 2,074,000 1.46%
11 ROYAL BANK OF CANADA 86,810 1,943,000 1.36%
12 Janney Montgomery Scott LLC 85,038 1,903,157 1.34%
13 SNS Financial Group, LLC 75,977 1,700,000 1.19%
14 Private Harbour Investment Management & Counsel, LLC 75,600 1,692,000 1.19%
15 AMERICAN INTERNATIONAL GROUP, INC. 74,850 1,675,137 1.18%
16 HL FINANCIAL SERVICES LLC 57,006 1,276,000 0.90%
17 JANE STREET GROUP, LLC 54,774 1,226,000 0.86%
18 IFC Holdings Incorporated/FL 52,288 1,169,000 0.82%
19 Commonwealth Equity Services, Inc 49,357 1,105,000 0.78%
20 AMERIPRISE FINANCIAL INC 48,415 1,084,000 0.76%
21 Freedom Investment Management, Inc. 47,212 1,057,000 0.74%
22 VSR Financial Services, Inc. 39,565 885,000 0.62%
23 Argentus Capital Management, LLC 37,389 837,000 0.59%
24 NEXT Financial Group, Inc 34,871 758,000 0.53%
25 USCA RIA LLC 29,310 656,000 0.46%
26 SII INVESTMENTS INC/WI 27,585 617,000 0.43%
27 INVESTMENT CENTERS OF AMERICA INC 25,553 572,000 0.40%
28 First Allied Advisory Services, Inc. 25,627 570,000 0.40%
29 COLONY GROUP LLC 24,775 554,000 0.39%
30 Atria Investments, Inc 24,397 546,000 0.38%
31 NEW ENGLAND SECURITIES CORP /MA/ 24,354 545,000 0.38%
32 JPMORGAN CHASE & CO 23,473 525,000 0.37%
33 PRIVATE TRUST CO NA 16,940 379,000 0.27%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,135 361,000 0.25%
35 Investors Capital Advisory Services 12,882 288,000 0.20%
36 Placemark Investments, Inc. 12,697 284,000 0.20%
37 KMS FINANCIAL SERVICES, INC 10,793 241,000 0.17%
38 NATIONAL PLANNING CORP 10,005 224,000 0.16%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 9,726 218,000 0.15%
40 First Heartland Consultants, Inc. 9,500 213,000 0.15%
41 Winslow, Evans & Crocker, Inc. 9,350 209,253 0.15%
42 B. Riley Wealth Management, Inc. 9,130 204,000 0.14%
43 OPPENHEIMER & CO INC 9,000 201,000 0.14%
44 MSI Financial Services Inc 6,465 145,000 0.10%
45 WFG Advisors, LP 5,625 126,000 0.09%
46 CITIGROUP INC 2,981 67,000 0.05%
47 US BANCORP \DE\ 2,400 54,000 0.04%
48 Tower Research Capital LLC (TRC) 1,353 30,000 0.02%
49 D.A. DAVIDSON & CO. 935 20,000 0.01%
50 Ground Swell Capital, LLC 704 16,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.