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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 82 Institutional holders with a total value of $204,993,114.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,847,322 33,880,000 16.53%
2 LPL Financial LLC 1,803,766 33,207,000 16.20%
3 TRUSTMARK BANK TRUST DEPARTMENT 878,049 16,104,000 7.86%
4 WELLS FARGO & COMPANY/MN 863,270 15,832,000 7.72%
5 BANK OF AMERICA CORP /DE/ 854,515 15,672,000 7.65%
6 Raymond James Financial Services Advisors, Inc. 707,328 12,973,000 6.33%
7 UBS Group AG 676,081 12,399,000 6.05%
8 Cambridge Investment Research Advisors, Inc. 229,673 4,212,000 2.05%
9 ROYAL BANK OF CANADA 221,120 4,055,000 1.98%
10 Summit Financial Wealth Advisors, LLC 197,250 3,618,000 1.76%
11 AMERIPRISE FINANCIAL INC 180,132 3,304,000 1.61%
12 AMERICAN INTERNATIONAL GROUP, INC. 178,920 3,281,000 1.60%
13 Commonwealth Equity Services, Inc 168,956 3,099,000 1.51%
14 RAYMOND JAMES & ASSOCIATES 136,268 2,499,000 1.22%
15 Simplicity Solutions, LLC 132,115 2,422,981 1.18%
16 IFP ADVISORS, INC 125,009 2,293,000 1.12%
17 JANE STREET GROUP, LLC 112,912 2,071,000 1.01%
18 Janney Montgomery Scott LLC 108,406 1,988,000 0.97%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 105,920 1,942,000 0.95%
20 HL FINANCIAL SERVICES LLC 104,420 1,915,000 0.93%
21 BAIRD FINANCIAL GROUP, INC. 91,492 1,678,000 0.82%
22 MSI Financial Services Inc 89,058 1,633,000 0.80%
23 PNC FINANCIAL SERVICES GROUP, INC. 86,966 1,595,000 0.78%
24 IFC Holdings Incorporated/FL 77,848 1,427,000 0.70%
25 Private Harbour Investment Management & Counsel, LLC 67,775 1,243,000 0.61%
26 First Allied Advisory Services, Inc. 63,514 1,166,000 0.57%
27 Private Advisor Group, LLC 55,795 1,023,000 0.50%
28 STIFEL FINANCIAL CORP 52,912 970,000 0.47%
29 NATIONAL PLANNING CORP 54,609 949,000 0.46%
30 D.A. DAVIDSON & CO. 49,455 907,000 0.44%
31 Cetera Advisor Networks LLC 43,799 805,000 0.39%
32 Cetera Advisors LLC 41,306 758,000 0.37%
33 VSR Financial Services, Inc. 40,893 750,000 0.37%
34 BB&T SECURITIES, LLC 37,410 686,000 0.33%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 37,319 684,000 0.33%
36 NEXT Financial Group, Inc 35,081 643,000 0.31%
37 First Heartland Consultants, Inc. 34,421 631,000 0.31%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,220 611,000 0.30%
39 Capital Analysts, LLC 33,261 610,006 0.30%
40 INVESTMENT CENTERS OF AMERICA INC 31,533 578,000 0.28%
41 CETERA INVESTMENT ADVISERS 31,531 576,000 0.28%
42 SII INVESTMENTS INC/WI 30,264 555,000 0.27%
43 Sigma Planning Corp 26,694 490,000 0.24%
44 CITIGROUP INC 26,560 488,000 0.24%
45 Virtu KCG Holdings LLC 25,321 464,000 0.23%
46 ENVESTNET ASSET MANAGEMENT INC 24,647 452,000 0.22%
47 CITADEL ADVISORS LLC 23,414 430,000 0.21%
48 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,989 403,000 0.20%
49 Investors Capital Advisory Services 21,946 402,000 0.20%
50 PRIVATE TRUST CO NA 18,140 333,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.