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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 77 Institutional holders with a total value of $243,888,814.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,650,166 30,610,000 12.55%
2 LPL Financial LLC 1,684,655 30,475,000 12.50%
3 Raymond James Financial Services Advisors, Inc. 1,605,782 29,787,000 12.21%
4 BANK OF AMERICA CORP /DE/ 904,568 16,779,000 6.88%
5 GFS Advisors, LLC 308,686 16,641,000 6.82%
6 USCA RIA LLC 308,686 16,641,000 6.82%
7 TRUSTMARK BANK TRUST DEPARTMENT 875,855 16,247,000 6.66%
8 WELLS FARGO & COMPANY/MN 741,479 13,755,000 5.64%
9 UBS Group AG 648,831 12,036,000 4.94%
10 Cambridge Investment Research Advisors, Inc. 228,324 4,235,000 1.74%
11 ROYAL BANK OF CANADA 218,750 4,058,000 1.66%
12 AMERIPRISE FINANCIAL INC 192,578 3,519,000 1.44%
13 Commonwealth Equity Services, Inc 184,782 3,428,000 1.41%
14 Summit Financial Wealth Advisors, LLC 180,065 3,340,000 1.37%
15 AMERICAN INTERNATIONAL GROUP, INC. 148,204 2,749,000 1.13%
16 Janney Montgomery Scott LLC 146,103 2,710,000 1.11%
17 IFP ADVISORS, INC 128,953 2,392,000 0.98%
18 BAIRD FINANCIAL GROUP, INC. 122,581 2,274,000 0.93%
19 RAYMOND JAMES & ASSOCIATES 118,915 2,206,000 0.90%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 111,203 2,062,000 0.85%
21 GENEOS WEALTH MANAGEMENT INC. 109,758 2,021,000 0.83%
22 HL FINANCIAL SERVICES LLC 100,778 1,869,000 0.77%
23 MSI Financial Services Inc 85,716 1,590,000 0.65%
24 IFC Holdings Incorporated/FL 78,009 1,435,000 0.59%
25 PNC FINANCIAL SERVICES GROUP, INC. 68,982 1,280,000 0.52%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,311 1,156,000 0.47%
27 INVESTMENT CENTERS OF AMERICA INC 58,642 1,088,000 0.45%
28 First Allied Advisory Services, Inc. 55,204 1,025,000 0.42%
29 D.A. DAVIDSON & CO. 51,633 957,000 0.39%
30 Private Harbour Investment Management & Counsel, LLC 51,150 949,000 0.39%
31 BERGANKDV WEALTH MANAGEMENT, LLC 48,011 891,000 0.37%
32 ADVANTAGE INVESTMENT MANAGEMENT, LLC 45,099 837,000 0.34%
33 Cetera Advisor Networks LLC 43,827 812,000 0.33%
34 BB&T SECURITIES, LLC 43,324 803,000 0.33%
35 NATIONAL PLANNING CORP 39,993 764,000 0.31%
36 First Heartland Consultants, Inc. 39,785 738,000 0.30%
37 Cetera Advisors LLC 35,604 666,000 0.27%
38 SII INVESTMENTS INC/WI 31,913 590,000 0.24%
39 Capital Analysts, LLC 31,791 589,723 0.24%
40 STIFEL FINANCIAL CORP 31,422 582,000 0.24%
41 Private Advisor Group, LLC 29,683 551,000 0.23%
42 PRIVATE TRUST CO NA 28,321 525,000 0.22%
43 Argentus Capital Management, LLC 27,862 517,000 0.21%
44 CETERA INVESTMENT ADVISERS 26,967 498,000 0.20%
45 VSR Financial Services, Inc. 24,453 454,000 0.19%
46 Sigma Planning Corp 20,551 381,000 0.16%
47 ENVESTNET ASSET MANAGEMENT INC 19,064 354,000 0.15%
48 Investors Capital Advisory Services 17,907 332,000 0.14%
49 OPPENHEIMER & CO INC 17,401 323,000 0.13%
50 JPMORGAN CHASE & CO 16,342 303,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.