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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 84 Institutional holders with a total value of $274,360,599.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 GLENMEDE TRUST CO NA 50 0 0.00%
3 Gradient Investments LLC 23 0 0.00%
4 Regal Investment Advisors LLC 205 4,000 0.00%
5 DUBUQUE BANK & TRUST CO 520 10,000 0.00%
6 HUNTINGTON NATIONAL BANK 700 14,000 0.01% PRN
7 US BANCORP \DE\ 1,927 38,000 0.01%
8 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 40,000 0.01%
9 FIFTH THIRD BANCORP 2,236 45,000 0.02%
10 INTEGRATED WEALTH MANAGEMENT 3,200 64,000 0.02%
11 Transamerica Financial Advisors, LLC 4,000 80,000 0.03%
12 WFG Advisors, LP 7,148 143,000 0.05%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 7,211 144,000 0.05%
14 Simplicity Solutions, LLC 8,146 162,593 0.06%
15 B. Riley Wealth Management, Inc. 9,130 182,000 0.07%
16 Rehmann Capital Advisory Group 10,208 204,000 0.07%
17 TWO SIGMA SECURITIES, LLC 10,302 206,000 0.08%
18 MILLENNIUM MANAGEMENT LLC 11,951 239,000 0.09%
19 Raymond James Financial Services Advisors, Inc. 12,574 251,000 0.09%
20 Kovack Advisors, Inc. 12,790 255,000 0.09%
21 Winslow, Evans & Crocker, Inc. 13,610 271,640 0.10%
22 Frontier Wealth Management LLC 14,062 281,000 0.10%
23 MANAGED ACCOUNT ADVISORS LLC 15,577 311,000 0.11%
24 Stratos Wealth Partners, LTD. 16,293 325,000 0.12%
25 PRIVATE TRUST CO NA 18,980 378,000 0.14%
26 Investors Capital Advisory Services 20,627 411,000 0.15%
27 Virtu KCG Holdings LLC 20,734 414,000 0.15%
28 Prospera Financial Services Inc 21,124 422,000 0.15%
29 CITIGROUP INC 21,368 427,000 0.16%
30 GOLDMAN SACHS GROUP INC 22,749 454,000 0.17%
31 COLONY GROUP LLC 23,075 461,000 0.17%
32 Cetera Advisor Networks LLC 21,960 463,000 0.17%
33 OPPENHEIMER & CO INC 23,467 468,000 0.17%
34 Private Advisor Group, LLC 23,815 475,000 0.17%
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,949 498,000 0.18%
36 Sigma Planning Corp 28,704 573,000 0.21%
37 JPMORGAN CHASE & CO 28,798 575,000 0.21%
38 WEALTHPLAN PARTNERS, LLC 29,315 585,000 0.21%
39 INVESTMENT CENTERS OF AMERICA INC 29,983 598,000 0.22%
40 First Heartland Consultants, Inc. 32,424 647,000 0.24%
41 MSI Financial Services Inc 32,652 652,000 0.24%
42 Capital Analysts, LLC 34,093 680,496 0.25%
43 ENVESTNET ASSET MANAGEMENT INC 34,227 683,000 0.25%
44 First Allied Advisory Services, Inc. 35,340 704,000 0.26%
45 Freedom Investment Management, Inc. 37,423 747,000 0.27%
46 D.A. DAVIDSON & CO. 39,690 792,000 0.29%
47 USCA RIA LLC 44,599 890,000 0.32%
48 SII INVESTMENTS INC/WI 45,614 912,000 0.33%
49 CUE ADVISORY SERVICES, INC. 48,125 961,000 0.35%
50 Cetera Advisors LLC 48,602 971,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.