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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 95 Institutional holders with a total value of $796,101,634.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,105,889 173,377,000 21.78%
2 WELLS FARGO & COMPANY/MN 1,557,136 128,199,000 16.10%
3 BB&T SECURITIES, LLC 94,636 77,913,000 9.79%
4 FIRST TRUST ADVISORS LP 876,359 72,151,000 9.06%
5 UBS AG 687,611 56,611,000 7.11%
6 BANK OF AMERICA CORP /DE/ 631,179 51,965,000 6.53%
7 RiverFront Investment Group, LLC 403,381 33,210,000 4.17%
8 RAYMOND JAMES & ASSOCIATES 338,379 27,859,000 3.50%
9 GOLDMAN SACHS GROUP INC 310,142 25,534,000 3.21%
10 LPL Financial LLC 214,656 17,673,000 2.22%
11 ROYAL BANK OF CANADA 157,239 12,946,000 1.63%
12 McKinley Carter Wealth Services, Inc. 78,379 6,453,000 0.81%
13 AMERIPRISE FINANCIAL INC 76,628 6,315,000 0.79%
14 Valentine Capital Asset Management, Inc. 73,295 6,034,000 0.76%
15 STIFEL FINANCIAL CORP 70,099 5,771,000 0.72%
16 JPMORGAN CHASE & CO 69,645 5,734,000 0.72%
17 CHURCHILL MANAGEMENT Corp 68,713 5,657,000 0.71%
18 CREDIT SUISSE AG/ 65,832 5,420,000 0.68%
19 Hartford Financial Management Inc. 60,705 4,997,000 0.63%
20 HL FINANCIAL SERVICES LLC 51,244 4,219,000 0.53%
21 Janney Montgomery Scott LLC 46,249 3,807,680 0.48%
22 NewSquare Capital LLC 44,055 3,627,000 0.46%
23 IMA Advisory Services, Inc. 42,825 3,526,000 0.44%
24 HighTower Advisors, LLC 39,687 3,267,000 0.41%
25 Robert W. Baird & Co. Inc 33,200 2,733,000 0.34%
26 AMERICAN INTERNATIONAL GROUP, INC. 30,285 2,493,364 0.31%
27 SUNTRUST BANKS INC 28,971 2,385,000 0.30%
28 Ancora Advisors LLC 26,552 2,186,000 0.27%
29 MSI Financial Services Inc 25,718 2,117,000 0.27%
30 IFC Holdings Incorporated/FL 25,345 2,078,000 0.26%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 23,214 1,911,000 0.24%
32 First Heartland Consultants, Inc. 22,353 1,840,000 0.23%
33 OPPENHEIMER & CO INC 22,251 1,832,000 0.23%
34 BECK CAPITAL MANAGEMENT, LLC 21,191 1,745,000 0.22%
35 Placemark Investments, Inc. 21,174 1,743,000 0.22%
36 DEUTSCHE BANK AG\ 20,521 1,689,000 0.21%
37 SG Americas Securities, LLC 20,277 1,669,000 0.21%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,400 1,597,000 0.20% Put
39 BAROMETER CAPITAL MANAGEMENT INC. 18,000 1,482,000 0.19%
40 Commonwealth Equity Services, Inc 17,962 1,479,000 0.19%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,200 1,416,000 0.18% Call
42 STERNE AGEE GROUP, INC. 16,720 1,377,000 0.17%
43 Cambridge Investment Research Advisors, Inc. 15,596 1,284,000 0.16%
44 STEPHENS INC /AR/ 15,513 1,277,000 0.16%
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,411 1,269,000 0.16%
46 VSR Financial Services, Inc. 13,152 1,083,000 0.14%
47 ATWOOD & PALMER INC 11,110 915,000 0.11%
48 D.A. DAVIDSON & CO. 10,385 854,000 0.11%
49 SPC Financial, Inc. 10,280 846,000 0.11%
50 BANK OF AMERICA CORP /DE/ 10,000 823,000 0.10% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.