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FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX FD
FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 119 Institutional holders with a total value of $296,798,941.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Moors & Cabot, Inc. 7,054 703,000 0.24%
52 RAYMOND JAMES TRUST N.A. 6,548 653,000 0.22%
53 Brown Advisory Securities, LLC 6,325 632,000 0.21%
54 Prospera Financial Services Inc 6,194 618,000 0.21%
55 Dynamic Advisor Solutions LLC 6,131 611,000 0.21%
56 CUE ADVISORY SERVICES, INC. 5,780 576,000 0.19%
57 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,536 553,000 0.19%
58 Cetera Advisors LLC 5,147 513,000 0.17%
59 BB&T SECURITIES, LLC 4,665 465,000 0.16%
60 PNC FINANCIAL SERVICES GROUP, INC. 4,322 431,000 0.15%
61 JANE STREET GROUP, LLC 4,296 428,000 0.14%
62 BAIRD FINANCIAL GROUP, INC. 4,071 406,000 0.14%
63 Stratos Wealth Partners, LTD. 3,995 398,000 0.13%
64 WEDBUSH SECURITIES INC 3,951 394,000 0.13%
65 FINANCIAL ENHANCEMENT GROUP LLC 3,268 326,000 0.11%
66 WOLVERINE TRADING LP /BD 3,300 325,000 0.11% Call
67 CITIGROUP INC 3,205 320,000 0.11%
68 Redmile Group, LLC 3,090 308,000 0.10%
69 FRANKLIN RESOURCES INC 2,800 279,000 0.09%
70 Concert Wealth Management Inc. 2,702 270,000 0.09%
71 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,390 238,000 0.08%
72 WFG Advisors, LP 2,385 238,000 0.08%
73 Modera Wealth Management, LLC 2,264 226,000 0.08%
74 INTERNATIONAL ASSETS HOLDING CORP 11,534 225,000 0.08%
75 Creative Planning 2,176 217,000 0.07%
76 Apriem Advisors 1,425 142,000 0.05%
77 FIFTH THIRD BANCORP 1,122 112,000 0.04%
78 NEXT Financial Group, Inc 929 93,000 0.03%
79 Winslow, Evans & Crocker, Inc. 922 91,834 0.03%
80 LEBENTHAL ASSET MANAGEMENT, LLC 850 85,000 0.03%
81 US BANCORP \DE\ 709 71,000 0.02%
82 PICTON MAHONEY ASSET MANAGEMENT 700 70,000 0.02% SH
83 BARCLAYS PLC 645 64,000 0.02%
84 MUFG Americas Holdings Corp 585 58,000 0.02%
85 WEALTHPLAN PARTNERS, LLC 507 50,107 0.02%
86 GENEOS WEALTH MANAGEMENT INC. 468 46,000 0.02%
87 MANUFACTURERS LIFE INSURANCE COMPANY, THE 440 44,000 0.01%
88 Perigon Wealth Management, LLC 400 40,000 0.01%
89 BANK OF MONTREAL /CAN/ 340 34,000 0.01%
90 BENJAMIN F. EDWARDS & COMPANY, INC. 335 33,000 0.01%
91 INTEGRATED WEALTH MANAGEMENT 300 30,000 0.01%
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 280 28,000 0.01%
93 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 255 25,000 0.01%
94 JNBA Financial Advisors 201 20,000 0.01%
95 SIGNATUREFD, LLC 201 20,000 0.01%
96 Cable Hill Partners, LLC 210 20,000 0.01%
97 Carroll Financial Associates, Inc. 161 16,000 0.01%
98 Ameritas Investment Partners, Inc. 145 14,000 0.00%
99 SEVENBRIDGE FINANCIAL GROUP, LLC 150 14,000 0.00%
100 MCF Advisors LLC 120 12,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.