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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 119 Institutional holders with a total value of $296,798,941.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 1,100 0 0.00% Put
3 ATWOOD & PALMER INC 18 2,000 0.00%
4 LBA Wealth Management, LLC 33 3,000 0.00%
5 NewSquare Capital LLC 45 4,000 0.00%
6 Orion Porfolio Solutions, LLC 45 4,000 0.00%
7 CUTLER GROUP LLC / CA 50 4,000 0.00%
8 Hudock, Inc. 45 4,000 0.00%
9 Transamerica Financial Advisors, LLC 49 5,000 0.00%
10 MOSAIC FAMILY WEALTH, LLC 82 8,000 0.00%
11 HORAN SECURITIES, INC. 102 9,000 0.00%
12 BlackRock Finance, Inc. 93 9,000 0.00%
13 Joel Isaacson & Co., LLC 100 10,000 0.00%
14 Sandy Spring Bank 100 10,000 0.00%
15 Tortoise Investment Management, LLC 103 10,000 0.00%
16 CUTLER GROUP LLC / CA 3,800 10,000 0.00% Call
17 HUNTINGTON NATIONAL BANK 101 10,000 0.00% PRN
18 CWM, LLC 100 10,000 0.00%
19 Mariner, LLC 110 11,000 0.00%
20 MCF Advisors LLC 120 12,000 0.00%
21 Ameritas Investment Partners, Inc. 145 14,000 0.00%
22 SEVENBRIDGE FINANCIAL GROUP, LLC 150 14,000 0.00%
23 Carroll Financial Associates, Inc. 161 16,000 0.01%
24 JNBA Financial Advisors 201 20,000 0.01%
25 Cable Hill Partners, LLC 210 20,000 0.01%
26 SIGNATUREFD, LLC 201 20,000 0.01%
27 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 255 25,000 0.01%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 280 28,000 0.01%
29 INTEGRATED WEALTH MANAGEMENT 300 30,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 335 33,000 0.01%
31 BANK OF MONTREAL /CAN/ 340 34,000 0.01%
32 Perigon Wealth Management, LLC 400 40,000 0.01%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 440 44,000 0.01%
34 GENEOS WEALTH MANAGEMENT INC. 468 46,000 0.02%
35 WEALTHPLAN PARTNERS, LLC 507 50,107 0.02%
36 MUFG Americas Holdings Corp 585 58,000 0.02%
37 BARCLAYS PLC 645 64,000 0.02%
38 PICTON MAHONEY ASSET MANAGEMENT 700 70,000 0.02% SH
39 US BANCORP \DE\ 709 71,000 0.02%
40 LEBENTHAL ASSET MANAGEMENT, LLC 850 85,000 0.03%
41 Winslow, Evans & Crocker, Inc. 922 91,834 0.03%
42 NEXT Financial Group, Inc 929 93,000 0.03%
43 FIFTH THIRD BANCORP 1,122 112,000 0.04%
44 Apriem Advisors 1,425 142,000 0.05%
45 Creative Planning 2,176 217,000 0.07%
46 INTERNATIONAL ASSETS HOLDING CORP 11,534 225,000 0.08%
47 Modera Wealth Management, LLC 2,264 226,000 0.08%
48 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,390 238,000 0.08%
49 WFG Advisors, LP 2,385 238,000 0.08%
50 Concert Wealth Management Inc. 2,702 270,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.