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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 66 Institutional holders with a total value of $208,214,596.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ROYAL FUND MANAGEMENT, LLC 51 1,000 0.00%
3 Gradient Investments LLC 152 5,000 0.00%
4 CENTRAL TRUST Co 200 7,000 0.00%
5 BELLWETHER INVESTMENT GROUP, LLC 402 14,000 0.01%
6 IHT WEALTH MANAGEMENT, LLC 525 19,000 0.01%
7 GENEOS WEALTH MANAGEMENT INC. 638 22,000 0.01%
8 WFG Advisors, LP 750 27,000 0.01%
9 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,070 38,000 0.02%
10 RPG FAMILY WEALTH ADVISORY, LLC 1,187 42,530 0.02%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,437 51,000 0.02%
12 Creative Planning 1,542 55,000 0.03%
13 NEXT Financial Group, Inc 2,648 95,000 0.05%
14 PNC FINANCIAL SERVICES GROUP, INC. 3,519 126,000 0.06%
15 FIFTH THIRD BANCORP 4,000 143,000 0.07%
16 IFP ADVISORS, INC 4,204 151,000 0.07%
17 ADVISOR GROUP, INC. 5,032 180,000 0.09%
18 IFC Holdings Incorporated/FL 5,806 208,000 0.10%
19 WAYNE HUMMER INVESTMENTS L.L.C. 6,009 215,000 0.10%
20 First Allied Advisory Services, Inc. 7,312 262,000 0.13%
21 CEDAR CAPITAL, LLC 7,749 278,000 0.13%
22 Stratos Wealth Partners, LTD. 7,837 281,000 0.13%
23 LEVEL FOUR ADVISORY SERVICES, LLC 8,655 310,000 0.15%
24 CITIGROUP INC 9,730 349,000 0.17%
25 HighTower Advisors, LLC 9,737 349,000 0.17%
26 Advisors Preferred, LLC 9,930 356,000 0.17%
27 Prospera Financial Services Inc 10,332 377,000 0.18%
28 Janney Montgomery Scott LLC 11,024 395,000 0.19%
29 Commonwealth Equity Services, Inc 12,132 435,000 0.21%
30 Cetera Advisor Networks LLC 13,541 485,000 0.23%
31 CORNERSTONE WEALTH MANAGEMENT, LLC 13,536 490,000 0.24%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 14,267 511,000 0.25%
33 FDx Advisors, Inc. 14,503 520,000 0.25%
34 Raymond James Financial Services Advisors, Inc. 17,468 626,000 0.30%
35 CIBC WORLD MARKET INC. 18,648 668,000 0.32%
36 RISK PARADIGM GROUP, LLC 18,785 673,066 0.32%
37 MSI Financial Services Inc 18,807 674,000 0.32%
38 BAIRD FINANCIAL GROUP, INC. 24,375 873,000 0.42%
39 Atria Investments, Inc 26,204 939,000 0.45%
40 BAROMETER CAPITAL MANAGEMENT INC. 27,500 985,000 0.47%
41 NATIONAL PLANNING CORP 26,231 990,000 0.48%
42 Cetera Advisors LLC 32,438 1,159,000 0.56%
43 STIFEL FINANCIAL CORP 35,799 1,286,000 0.62%
44 HL FINANCIAL SERVICES LLC 48,741 1,746,000 0.84%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,215 2,047,000 0.98%
46 Astor Investment Management LLC 62,771 2,249,000 1.08%
47 SG Americas Securities, LLC 64,789 2,321,000 1.11%
48 UNITED CAPITAL FINANCIAL ADVISORS, LLC 77,427 2,774,000 1.33%
49 ENVESTNET ASSET MANAGEMENT INC 84,886 3,043,000 1.46%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 94,466 3,385,000 1.63%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.