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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 20 Institutional holders with a total value of $4,270,482.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 DUBUQUE BANK & TRUST CO 13 0 0.00%
3 Lowe Wealth Advisors, LLC 100 3,000 0.07%
4 CITIGROUP INC 100 3,000 0.07%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 168 6,000 0.14%
6 Creative Planning 263 9,000 0.21%
7 Tower Research Capital LLC (TRC) 397 13,000 0.30%
8 Winslow, Evans & Crocker, Inc. 468 15,482 0.36%
9 Concert Wealth Management Inc. 500 16,000 0.37%
10 WELLS FARGO & COMPANY/MN 585 19,000 0.44%
11 ROYAL BANK OF CANADA 1,800 60,000 1.40%
12 UBS Group AG 1,884 62,000 1.45%
13 MORGAN STANLEY 1,921 64,000 1.50%
14 HOLDERNESS INVESTMENTS CO 6,607 219,000 5.13%
15 XPONANCE LLC 7,708 254,000 5.95%
16 BANK OF AMERICA CORP /DE/ 10,088 334,000 7.82%
17 LPL Financial LLC 13,519 452,000 10.58%
18 CITADEL ADVISORS LLC 18,459 611,000 14.31%
19 Capital Investment Advisors, LLC 27,814 920,000 21.54%
20 JANE STREET GROUP, LLC 36,564 1,210,000 28.33%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.