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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 72 Institutional holders with a total value of $753,633,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,246,788 265,176,000 35.19%
2 UBS Group AG 3,299,780 140,076,000 18.59%
3 BANK OF AMERICA CORP /DE/ 1,761,273 74,766,000 9.92%
4 LPL Financial LLC 1,322,839 55,877,000 7.41%
5 WELLS FARGO & COMPANY/MN 1,096,357 46,541,000 6.18%
6 RAYMOND JAMES & ASSOCIATES 795,776 33,781,000 4.48%
7 GOLDMAN SACHS GROUP INC 456,001 19,357,000 2.57%
8 ROYAL BANK OF CANADA 283,864 12,051,000 1.60%
9 Cetera Advisors LLC 267,389 11,352,000 1.51%
10 AMERIPRISE FINANCIAL INC 251,416 10,644,000 1.41%
11 BAIRD FINANCIAL GROUP, INC. 184,117 7,816,000 1.04%
12 HighTower Advisors, LLC 144,862 6,149,000 0.82%
13 MANAGED ACCOUNT ADVISORS LLC 133,932 5,685,000 0.75%
14 Horizon Investments, LLC 113,016 4,798,000 0.64%
15 Janney Montgomery Scott LLC 105,198 4,465,637 0.59%
16 STEPHENS INC /AR/ 103,976 4,414,000 0.59%
17 HL FINANCIAL SERVICES LLC 91,199 3,871,000 0.51%
18 OPPENHEIMER & CO INC 81,163 3,445,000 0.46%
19 Commonwealth Equity Services, Inc 74,872 3,178,000 0.42%
20 VOYA FINANCIAL ADVISORS, INC. 74,872 3,169,000 0.42%
21 Aspen Investment Management Inc 72,562 3,080,000 0.41%
22 AMERICAN INTERNATIONAL GROUP, INC. 59,191 2,512,658 0.33%
23 CITIGROUP INC 53,202 2,258,000 0.30%
24 First Allied Advisory Services, Inc. 49,687 2,110,000 0.28%
25 MSI Financial Services Inc 48,586 2,062,000 0.27%
26 JPMORGAN CHASE & CO 45,932 1,950,000 0.26%
27 PNC FINANCIAL SERVICES GROUP, INC. 41,151 1,747,000 0.23%
28 Stratos Wealth Partners, LTD. 36,452 1,547,000 0.21%
29 Cambridge Investment Research Advisors, Inc. 33,671 1,429,000 0.19%
30 ADVANTAGE INVESTMENT MANAGEMENT, LLC 30,942 1,313,000 0.17%
31 Cetera Advisor Networks LLC 28,574 1,249,000 0.17%
32 INVESTMENT CENTERS OF AMERICA INC 27,300 1,157,000 0.15%
33 COMERICA SECURITIES INC 26,800 1,138,000 0.15%
34 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 24,857 1,055,000 0.14%
35 BB&T SECURITIES, LLC 21,367 907,000 0.12%
36 STIFEL FINANCIAL CORP 20,740 880,000 0.12%
37 FIRST TRUST ADVISORS LP 18,847 800,000 0.11%
38 SHEETS SMITH WEALTH MANAGEMENT 18,643 791,000 0.10%
39 SMITH HAYES Advisers, Inc 18,059 767,000 0.10%
40 First Heartland Consultants, Inc. 17,827 757,000 0.10%
41 MAIRS & POWER INC 14,690 624,000 0.08%
42 Private Advisor Group, LLC 14,015 595,000 0.08%
43 Raymond James Financial Services Advisors, Inc. 13,617 578,000 0.08%
44 VSR Financial Services, Inc. 12,780 542,000 0.07%
45 MARINER INDEPENDENT ADVISOR NETWORK, LLC 11,014 467,544 0.06%
46 MILLENNIUM MANAGEMENT LLC 10,874 462,000 0.06%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,640 452,000 0.06%
48 BLAIR WILLIAM & CO/IL 10,608 450,000 0.06%
49 Wills Financial Group, Inc. 9,849 418,000 0.06%
50 Summit Financial Wealth Advisors, LLC 9,650 409,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.