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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 58 Institutional holders with a total value of $563,913,508.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,929,497 258,170,000 45.78%
2 BANK OF AMERICA CORP /DE/ 1,529,200 66,582,000 11.81%
3 UBS AG 1,148,207 49,993,000 8.87%
4 LPL Financial LLC 896,187 39,020,000 6.92%
5 WELLS FARGO & COMPANY/MN 754,418 32,847,000 5.82%
6 RAYMOND JAMES & ASSOCIATES 494,355 21,524,000 3.82%
7 ROYAL BANK OF CANADA 401,069 17,463,000 3.10%
8 Cetera Advisors LLC 283,303 12,333,000 2.19%
9 BB&T SECURITIES, LLC 28,282 12,313,000 2.18%
10 AMERIPRISE FINANCIAL INC 158,099 6,881,000 1.22%
11 STEPHENS INC /AR/ 95,793 4,171,000 0.74%
12 CITIGROUP INC 84,486 3,682,000 0.65%
13 HL FINANCIAL SERVICES LLC 83,109 3,619,000 0.64%
14 Aspen Investment Management Inc 72,428 3,154,000 0.56%
15 OPPENHEIMER & CO INC 64,138 2,793,000 0.50%
16 Commonwealth Equity Services, Inc 60,968 2,655,000 0.47%
17 Janney Montgomery Scott LLC 56,996 2,481,620 0.44%
18 DEUTSCHE BANK AG\ 54,437 2,370,000 0.42%
19 AMERICAN INTERNATIONAL GROUP, INC. 47,043 2,048,252 0.36%
20 Robert W. Baird & Co. Inc 42,183 1,837,000 0.33%
21 FIRST TRUST ADVISORS LP 38,684 1,684,000 0.30%
22 Cetera Advisor Networks LLC 38,046 1,654,000 0.29%
23 VSR Financial Services, Inc. 29,306 1,276,000 0.23%
24 MAIRS & POWER INC 27,759 1,209,000 0.21%
25 COMERICA SECURITIES INC 24,054 1,047,000 0.19%
26 INVESTMENT CENTERS OF AMERICA INC 22,813 994,000 0.18%
27 First Allied Advisory Services, Inc. 21,188 928,000 0.16%
28 Raymond James Financial Services Advisors, Inc. 20,413 889,000 0.16%
29 BlackRock Institutional Trust Company, N.A. 18,861 821,000 0.15%
30 STIFEL FINANCIAL CORP 16,607 723,000 0.13%
31 BLAIR WILLIAM & CO/IL 16,408 714,000 0.13%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,967 695,000 0.12%
33 Private Advisor Group, LLC 15,327 667,000 0.12%
34 JPMORGAN CHASE & CO 13,500 588,000 0.10%
35 Cambridge Investment Research Advisors, Inc. 11,562 503,000 0.09%
36 SYNOVUS FINANCIAL CORP 9,374 408,000 0.07%
37 MARINER INDEPENDENT ADVISOR NETWORK, LLC 8,685 378,145 0.07%
38 Wills Financial Group, Inc. 8,544 372,000 0.07%
39 NEW ENGLAND SECURITIES CORP /MA/ 8,402 366,000 0.06%
40 BROWN ADVISORY INC 7,500 326,000 0.06%
41 Janney Capital Management LLC 7,106 309,000 0.05% SH
42 Brown Advisory Securities, LLC 4,325 281,000 0.05%
43 MSI Financial Services Inc 6,158 268,000 0.05%
44 First Heartland Consultants, Inc. 4,828 210,000 0.04%
45 D.A. DAVIDSON & CO. 2,903 126,000 0.02%
46 FIFTH THIRD BANCORP 2,440 106,000 0.02%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,260 98,000 0.02%
48 PRIVATE TRUST CO NA 1,791 78,000 0.01%
49 NEXT Financial Group, Inc 1,386 59,000 0.01%
50 ENVESTNET ASSET MANAGEMENT INC 1,309 57,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.