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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 52 Institutional holders with a total value of $457,043,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,082,149 209,638,000 45.87%
2 BANK OF AMERICA CORP /DE/ 1,373,909 56,674,000 12.40%
3 LPL Financial LLC 862,670 35,585,000 7.79%
4 UBS AG 817,954 33,741,000 7.38%
5 WELLS FARGO & COMPANY/MN 570,184 23,521,000 5.15%
6 RAYMOND JAMES & ASSOCIATES 453,240 18,696,000 4.09%
7 Cetera Advisors LLC 305,655 12,608,000 2.76%
8 ROYAL BANK OF CANADA 223,059 9,201,000 2.01%
9 BB&T SECURITIES, LLC 16,196 6,680,000 1.46%
10 ICC CAPITAL MANAGEMENT INC/ 145,000 5,981,000 1.31%
11 AMERIPRISE FINANCIAL INC 108,699 4,470,000 0.98%
12 STEPHENS INC /AR/ 87,360 3,604,000 0.79%
13 HL FINANCIAL SERVICES LLC 84,686 3,493,000 0.76%
14 CITIGROUP INC 82,958 3,422,000 0.75%
15 Aspen Investment Management Inc 79,796 3,292,000 0.72%
16 DEUTSCHE BANK AG\ 57,396 2,367,000 0.52%
17 AMERICAN INTERNATIONAL GROUP, INC. 56,790 2,342,588 0.51%
18 Commonwealth Equity Services, Inc 53,146 2,192,000 0.48%
19 FIRST TRUST ADVISORS LP 52,729 2,175,000 0.48%
20 OPPENHEIMER & CO INC 48,095 1,984,000 0.43%
21 Janney Montgomery Scott LLC 41,787 1,723,702 0.38%
22 Robert W. Baird & Co. Inc 37,717 1,556,000 0.34%
23 GOLDMAN SACHS GROUP INC 31,982 1,319,000 0.29%
24 BlackRock Institutional Trust Company, N.A. 29,680 1,224,000 0.27%
25 Cetera Advisor Networks LLC 29,365 1,210,000 0.26%
26 MAIRS & POWER INC 24,295 1,002,000 0.22%
27 COMERICA SECURITIES INC 22,935 946,000 0.21%
28 Raymond James Financial Services Advisors, Inc. 19,954 823,000 0.18%
29 BLAIR WILLIAM & CO/IL 16,408 676,000 0.15%
30 STIFEL FINANCIAL CORP 15,222 628,000 0.14%
31 First Allied Advisory Services, Inc. 12,675 520,000 0.11%
32 JPMORGAN CHASE & CO 11,046 456,000 0.10%
33 Cambridge Investment Research Advisors, Inc. 10,538 435,000 0.10%
34 SYNOVUS FINANCIAL CORP 9,374 387,000 0.08%
35 Wills Financial Group, Inc. 8,544 352,000 0.08%
36 Janney Capital Management LLC 7,106 293,000 0.06% SH
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,526 269,000 0.06%
38 INVESTMENT CENTERS OF AMERICA INC 6,937 257,000 0.06%
39 Private Advisor Group, LLC 5,953 246,000 0.05%
40 VSR Financial Services, Inc. 5,882 243,000 0.05%
41 NEW ENGLAND SECURITIES CORP /MA/ 5,837 241,000 0.05%
42 Partnervest Advisory Services LLC 3,300 136,000 0.03%
43 D.A. DAVIDSON & CO. 2,903 119,000 0.03%
44 MSI Financial Services Inc 2,586 107,000 0.02%
45 ENVESTNET ASSET MANAGEMENT INC 1,182 49,000 0.01%
46 US BANCORP \DE\ 1,000 41,000 0.01%
47 WFG Advisors, LP 756 31,000 0.01%
48 PRIVATE TRUST CO NA 610 25,000 0.01%
49 Creative Planning 500 21,000 0.00%
50 FIFTH THIRD BANCORP 454 19,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.