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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 75 Institutional holders with a total value of $753,516,751.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7,055,852 308,482,000 40.94%
2 UBS Group AG 1,970,555 86,153,000 11.43%
3 BANK OF AMERICA CORP /DE/ 1,708,887 74,712,000 9.92%
4 WELLS FARGO & COMPANY/MN 1,198,112 52,381,000 6.95%
5 LPL Financial LLC 1,185,895 51,847,000 6.88%
6 RAYMOND JAMES & ASSOCIATES 834,840 36,499,000 4.84%
7 GOLDMAN SACHS GROUP INC 455,315 19,906,000 2.64%
8 BB&T SECURITIES, LLC 29,997 13,114,000 1.74%
9 Cetera Advisors LLC 298,390 13,039,000 1.73%
10 ROYAL BANK OF CANADA 255,379 11,164,000 1.48%
11 AMERIPRISE FINANCIAL INC 195,074 8,529,000 1.13%
12 Robert W. Baird & Co. Inc 156,090 6,824,000 0.91%
13 HighTower Advisors, LLC 117,174 5,123,000 0.68%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 107,605 4,706,000 0.62%
15 HL FINANCIAL SERVICES LLC 103,554 4,527,000 0.60%
16 STEPHENS INC /AR/ 94,130 4,115,000 0.55%
17 Sigma Planning Corp 90,959 3,977,000 0.53%
18 OPPENHEIMER & CO INC 90,362 3,951,000 0.52%
19 Janney Montgomery Scott LLC 90,067 3,937,745 0.52%
20 DEUTSCHE BANK AG\ 78,843 3,447,000 0.46%
21 Aspen Investment Management Inc 75,234 3,289,000 0.44%
22 Commonwealth Equity Services, Inc 64,111 2,803,000 0.37%
23 First Allied Advisory Services, Inc. 59,388 2,604,000 0.35%
24 AMERICAN INTERNATIONAL GROUP, INC. 59,407 2,597,274 0.34%
25 VSR Financial Services, Inc. 56,372 2,465,000 0.33%
26 CITIGROUP INC 43,090 1,884,000 0.25%
27 Virtu Financial LLC 38,919 1,702,000 0.23%
28 Cambridge Investment Research Advisors, Inc. 30,541 1,335,000 0.18%
29 COMERICA SECURITIES INC 29,108 1,273,000 0.17%
30 FIRST TRUST ADVISORS LP 27,998 1,224,000 0.16%
31 Cetera Advisor Networks LLC 24,879 1,085,000 0.14%
32 Stratos Wealth Partners, LTD. 22,352 977,615 0.13%
33 JPMORGAN CHASE & CO 21,974 961,000 0.13%
34 STIFEL FINANCIAL CORP 21,339 933,000 0.12%
35 Raymond James Financial Services Advisors, Inc. 20,903 914,000 0.12%
36 NEW ENGLAND SECURITIES CORP /MA/ 20,125 880,000 0.12%
37 First Heartland Consultants, Inc. 17,438 762,000 0.10%
38 Private Advisor Group, LLC 16,130 705,000 0.09%
39 BLAIR WILLIAM & CO/IL 15,608 682,000 0.09%
40 SHEETS SMITH WEALTH MANAGEMENT 15,051 658,000 0.09%
41 MAIRS & POWER INC 14,690 642,000 0.09%
42 NATIONAL PLANNING CORP 14,448 618,565 0.08%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,278 536,000 0.07%
44 CREDIT SUISSE AG/ 11,681 511,000 0.07%
45 MARINER INDEPENDENT ADVISOR NETWORK, LLC 10,784 471,476 0.06%
46 Summit Financial Wealth Advisors, LLC 9,880 432,000 0.06%
47 INVESTMENT CENTERS OF AMERICA INC 9,578 420,000 0.06%
48 MSI Financial Services Inc 9,507 416,000 0.06%
49 SYNOVUS FINANCIAL CORP 9,374 410,000 0.05%
50 Wills Financial Group, Inc. 8,544 373,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.