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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 72 Institutional holders with a total value of $546,318,986.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,777,744 153,527,000 28.10%
2 UBS Group AG 2,755,991 112,003,000 20.50%
3 LPL Financial LLC 1,781,078 70,602,000 12.92%
4 WELLS FARGO & COMPANY/MN 660,820 26,856,000 4.92%
5 BANK OF AMERICA CORP /DE/ 657,898 26,737,000 4.89%
6 Cambridge Investment Research Advisors, Inc. 537,254 21,834,000 4.00%
7 Raymond James Financial Services Advisors, Inc. 470,857 19,136,000 3.50%
8 Horizon Investments, LLC 308,738 12,547,000 2.30%
9 ROYAL BANK OF CANADA 275,515 11,198,000 2.05%
10 HighTower Advisors, LLC 189,120 7,686,000 1.41%
11 AMERIPRISE FINANCIAL INC 187,366 7,615,000 1.39%
12 VOYA FINANCIAL ADVISORS, INC. 157,918 6,411,000 1.17%
13 Private Advisor Group, LLC 148,453 6,033,000 1.10%
14 Cetera Advisors LLC 141,199 5,740,000 1.05%
15 BAIRD FINANCIAL GROUP, INC. 135,540 5,508,000 1.01%
16 RAYMOND JAMES & ASSOCIATES 131,223 5,333,000 0.98%
17 HL FINANCIAL SERVICES LLC 106,150 4,314,000 0.79%
18 FDx Advisors, Inc. 90,864 3,693,000 0.68%
19 Commonwealth Equity Services, Inc 73,798 2,999,000 0.55%
20 Aspen Investment Management Inc 66,792 2,714,000 0.50%
21 AMERICAN INTERNATIONAL GROUP, INC. 66,058 2,684,000 0.49%
22 MSI Financial Services Inc 63,231 2,570,000 0.47%
23 First Allied Advisory Services, Inc. 47,531 1,931,000 0.35%
24 OPPENHEIMER & CO INC 44,853 1,823,000 0.33%
25 STEPHENS INC /AR/ 41,586 1,690,000 0.31%
26 BAROMETER CAPITAL MANAGEMENT INC. 39,700 1,613,000 0.30%
27 PNC FINANCIAL SERVICES GROUP, INC. 36,983 1,503,000 0.28%
28 Janney Montgomery Scott LLC 36,433 1,481,000 0.27%
29 KELMAN-LAZAROV, INC. 34,835 1,414,000 0.26%
30 JPMORGAN CHASE & CO 30,919 1,257,000 0.23%
31 SNOWDEN CAPITAL ADVISORS LLC 28,325 1,151,128 0.21%
32 Cetera Advisor Networks LLC 27,098 1,099,000 0.20%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,885 1,093,000 0.20%
34 CITIGROUP INC 24,046 977,000 0.18%
35 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 21,040 855,000 0.16%
36 Virtu KCG Holdings LLC 20,435 830,000 0.15%
37 SMITH HAYES Advisers, Inc 19,637 798,000 0.15%
38 CETERA INVESTMENT ADVISERS 17,832 726,000 0.13%
39 IFP ADVISORS, INC 17,862 726,000 0.13%
40 VSR Financial Services, Inc. 16,833 684,000 0.13%
41 FIRST TRUST ADVISORS LP 15,770 641,000 0.12%
42 INVESTMENT CENTERS OF AMERICA INC 14,404 583,000 0.11%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,405 545,000 0.10%
44 STIFEL FINANCIAL CORP 12,767 518,000 0.09%
45 Stratos Wealth Partners, LTD. 12,086 491,000 0.09%
46 BLAIR WILLIAM & CO/IL 10,608 431,000 0.08%
47 Wills Financial Group, Inc. 9,875 401,000 0.07%
48 SYNOVUS FINANCIAL CORP 8,644 351,000 0.06%
49 MAIRS & POWER INC 8,640 351,000 0.06%
50 LVZ, Inc. 7,058 287,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.