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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 79 Institutional holders with a total value of $619,587,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,609,776 177,200,000 28.60%
2 UBS Group AG 2,519,442 96,847,000 15.63%
3 LPL Financial LLC 2,223,405 84,867,000 13.70%
4 BANK OF AMERICA CORP /DE/ 1,241,582 47,726,000 7.70%
5 WELLS FARGO & COMPANY/MN 777,481 29,886,000 4.82%
6 Cambridge Investment Research Advisors, Inc. 563,980 21,679,000 3.50%
7 RAYMOND JAMES & ASSOCIATES 556,703 21,400,000 3.45%
8 Raymond James Financial Services Advisors, Inc. 389,422 14,969,000 2.42%
9 ROYAL BANK OF CANADA 352,250 13,541,000 2.19%
10 Horizon Investments, LLC 289,604 11,132,000 1.80%
11 AMERIPRISE FINANCIAL INC 285,275 10,969,000 1.77%
12 CREDIT SUISSE AG/ 236,522 9,092,000 1.47%
13 BAIRD FINANCIAL GROUP, INC. 215,626 8,289,000 1.34%
14 HighTower Advisors, LLC 195,329 7,507,000 1.21%
15 VOYA FINANCIAL ADVISORS, INC. 150,288 5,821,000 0.94%
16 Cetera Advisors LLC 148,922 5,731,000 0.92%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 104,416 4,014,000 0.65%
18 HL FINANCIAL SERVICES LLC 97,290 3,740,000 0.60%
19 FDx Advisors, Inc. 81,308 3,125,000 0.50%
20 Commonwealth Equity Services, Inc 76,753 2,950,000 0.48%
21 AMERICAN INTERNATIONAL GROUP, INC. 69,104 2,656,000 0.43%
22 Aspen Investment Management Inc 67,222 2,584,000 0.42%
23 MSI Financial Services Inc 62,684 2,410,000 0.39%
24 Janney Montgomery Scott LLC 61,782 2,375,000 0.38%
25 CITADEL ADVISORS LLC 53,112 2,042,000 0.33%
26 OPPENHEIMER & CO INC 52,281 2,010,000 0.32%
27 STEPHENS INC /AR/ 50,926 1,958,000 0.32%
28 PNC FINANCIAL SERVICES GROUP, INC. 41,483 1,595,000 0.26%
29 First Allied Advisory Services, Inc. 38,891 1,500,000 0.24%
30 Virtu KCG Holdings LLC 34,065 1,309,000 0.21%
31 CITIGROUP INC 33,391 1,284,000 0.21%
32 JPMORGAN CHASE & CO 31,982 1,230,000 0.20%
33 Cetera Advisor Networks LLC 29,473 1,133,000 0.18%
34 Tower Research Capital LLC (TRC) 27,604 1,061,000 0.17%
35 COMERICA SECURITIES INC 27,009 1,038,000 0.17%
36 INVESTMENT CENTERS OF AMERICA INC 22,255 859,000 0.14%
37 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 21,957 844,000 0.14%
38 CETERA INVESTMENT ADVISERS 20,180 779,000 0.13%
39 SMITH HAYES Advisers, Inc 19,955 767,000 0.12%
40 FIRST TRUST ADVISORS LP 17,672 679,000 0.11%
41 IFP ADVISORS, INC 17,385 668,000 0.11%
42 ADVANTAGE INVESTMENT MANAGEMENT, LLC 16,910 650,000 0.10%
43 First Heartland Consultants, Inc. 16,798 646,000 0.10%
44 VSR Financial Services, Inc. 16,121 620,000 0.10%
45 STIFEL FINANCIAL CORP 13,180 506,000 0.08%
46 Stratos Wealth Partners, LTD. 12,251 471,000 0.08%
47 BLAIR WILLIAM & CO/IL 10,608 407,000 0.07%
48 NATIONAL PLANNING CORP 10,848 390,000 0.06%
49 Wills Financial Group, Inc. 9,864 379,000 0.06%
50 Private Advisor Group, LLC 9,632 370,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.