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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 75 Institutional holders with a total value of $487,553,017.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,638,209 154,915,000 31.77%
2 UBS Group AG 2,384,818 101,545,000 20.83%
3 LPL Financial LLC 744,660 31,529,000 6.47%
4 WELLS FARGO & COMPANY/MN 686,100 29,214,000 5.99%
5 Cambridge Investment Research Advisors, Inc. 624,737 26,601,000 5.46%
6 BANK OF AMERICA CORP /DE/ 531,966 22,651,000 4.65%
7 Raymond James Financial Services Advisors, Inc. 357,710 15,231,000 3.12%
8 ROYAL BANK OF CANADA 311,373 13,259,000 2.72%
9 VOYA FINANCIAL ADVISORS, INC. 195,413 8,207,000 1.68%
10 RAYMOND JAMES & ASSOCIATES 180,711 7,695,000 1.58%
11 Private Advisor Group, LLC 176,081 7,455,000 1.53%
12 HighTower Advisors, LLC 148,799 6,338,000 1.30%
13 AMERIPRISE FINANCIAL INC 126,612 5,391,000 1.11%
14 HL FINANCIAL SERVICES LLC 104,773 4,461,000 0.91%
15 Cetera Advisors LLC 99,313 4,230,000 0.87%
16 SG Americas Securities, LLC 95,567 4,066,000 0.83%
17 BSC PRIVATE WEALTH MANAGEMENT, LLC 92,081 3,899,000 0.80%
18 CREDIT SUISSE AG/ 77,863 3,315,000 0.68%
19 Commonwealth Equity Services, Inc 71,854 3,060,000 0.63%
20 MSI Financial Services Inc 66,052 2,813,000 0.58%
21 First Allied Advisory Services, Inc. 62,667 2,668,000 0.55%
22 Cetera Advisor Networks LLC 50,297 2,142,000 0.44%
23 ADVISOR GROUP, INC. 45,061 1,919,000 0.39%
24 OPPENHEIMER & CO INC 44,713 1,904,000 0.39%
25 Virtu KCG Holdings LLC 43,551 1,854,000 0.38%
26 BAIRD FINANCIAL GROUP, INC. 37,569 1,600,000 0.33%
27 JPMORGAN CHASE & CO 31,126 1,324,000 0.27%
28 FDx Advisors, Inc. 28,417 1,210,000 0.25%
29 SNOWDEN CAPITAL ADVISORS LLC 28,413 1,209,826 0.25%
30 Tower Research Capital LLC (TRC) 26,501 1,128,000 0.23%
31 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 26,420 1,125,000 0.23%
32 D.A. DAVIDSON & CO. 25,871 1,101,000 0.23%
33 CORNERSTONE WEALTH MANAGEMENT, LLC 25,284 1,070,000 0.22%
34 Janney Montgomery Scott LLC 24,044 1,024,000 0.21%
35 PNC FINANCIAL SERVICES GROUP, INC. 19,866 846,000 0.17%
36 STIFEL FINANCIAL CORP 16,260 688,000 0.14%
37 FIRST TRUST ADVISORS LP 15,426 657,000 0.13%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,331 653,000 0.13%
39 JANE STREET GROUP, LLC 14,762 629,000 0.13%
40 CITIGROUP INC 13,576 578,000 0.12%
41 BLAIR WILLIAM & CO/IL 13,445 572,000 0.12%
42 Stratos Wealth Partners, LTD. 13,215 563,000 0.12%
43 CITADEL ADVISORS LLC 12,384 527,000 0.11%
44 CETERA INVESTMENT ADVISERS 11,609 495,000 0.10%
45 Horizon Investments, LLC 11,404 486,000 0.10%
46 MAIRS & POWER INC 10,074 429,000 0.09%
47 Wills Financial Group, Inc. 9,888 421,000 0.09%
48 SYNOVUS FINANCIAL CORP 9,585 408,000 0.08%
49 LVZ, Inc. 7,393 315,000 0.06%
50 Koshinski Asset Management, Inc. 6,554 279,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.