Dark
Light
System
Security
FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 75 Institutional holders with a total value of $487,553,017.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BlackRock Finance, Inc. 30 1,000 0.00%
3 ADVANTAGE INVESTMENT MANAGEMENT, LLC 62 3,000 0.00%
4 GENEOS WEALTH MANAGEMENT INC. 200 8,000 0.00%
5 MCF Advisors LLC 219 9,000 0.00%
6 KELMAN-LAZAROV, INC. 250 10,585 0.00%
7 CWM, LLC 353 15,000 0.00%
8 INTEGRATED WEALTH MANAGEMENT 358 15,000 0.00%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 390 17,000 0.00%
10 Avior Wealth Management, LLC 427 18,000 0.00%
11 Carroll Financial Associates, Inc. 490 20,000 0.00%
12 Advisory Services Network, LLC 500 21,000 0.00%
13 WESTPORT RESOURCES MANAGEMENT INC 500 21,000 0.00%
14 Smithfield Trust Co 600 26,000 0.01%
15 FIFTH THIRD BANCORP 838 36,000 0.01%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 837 36,000 0.01%
17 ASSETMARK, INC 983 42,000 0.01%
18 Winslow, Evans & Crocker, Inc. 1,166 49,606 0.01%
19 ENVESTNET ASSET MANAGEMENT INC 2,248 96,000 0.02%
20 WFG Advisors, LP 3,711 158,000 0.03%
21 NEXT Financial Group, Inc 5,369 229,000 0.05%
22 IFP ADVISORS, INC 5,611 239,000 0.05%
23 INVESTMENT CENTERS OF AMERICA INC 5,890 252,000 0.05%
24 US BANCORP \DE\ 5,942 253,000 0.05%
25 Janney Capital Management LLC 6,552 278,000 0.06%
26 Koshinski Asset Management, Inc. 6,554 279,000 0.06%
27 LVZ, Inc. 7,393 315,000 0.06%
28 SYNOVUS FINANCIAL CORP 9,585 408,000 0.08%
29 Wills Financial Group, Inc. 9,888 421,000 0.09%
30 MAIRS & POWER INC 10,074 429,000 0.09%
31 Horizon Investments, LLC 11,404 486,000 0.10%
32 CETERA INVESTMENT ADVISERS 11,609 495,000 0.10%
33 CITADEL ADVISORS LLC 12,384 527,000 0.11%
34 Stratos Wealth Partners, LTD. 13,215 563,000 0.12%
35 BLAIR WILLIAM & CO/IL 13,445 572,000 0.12%
36 CITIGROUP INC 13,576 578,000 0.12%
37 JANE STREET GROUP, LLC 14,762 629,000 0.13%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,331 653,000 0.13%
39 FIRST TRUST ADVISORS LP 15,426 657,000 0.13%
40 STIFEL FINANCIAL CORP 16,260 688,000 0.14%
41 PNC FINANCIAL SERVICES GROUP, INC. 19,866 846,000 0.17%
42 Janney Montgomery Scott LLC 24,044 1,024,000 0.21%
43 CORNERSTONE WEALTH MANAGEMENT, LLC 25,284 1,070,000 0.22%
44 D.A. DAVIDSON & CO. 25,871 1,101,000 0.23%
45 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 26,420 1,125,000 0.23%
46 Tower Research Capital LLC (TRC) 26,501 1,128,000 0.23%
47 SNOWDEN CAPITAL ADVISORS LLC 28,413 1,209,826 0.25%
48 FDx Advisors, Inc. 28,417 1,210,000 0.25%
49 JPMORGAN CHASE & CO 31,126 1,324,000 0.27%
50 BAIRD FINANCIAL GROUP, INC. 37,569 1,600,000 0.33%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.