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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 87 Institutional holders with a total value of $349,648,799.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,237,729 69,796,000 19.96%
2 WELLS FARGO & COMPANY/MN 1,068,658 60,262,000 17.24%
3 UBS Group AG 704,073 39,703,000 11.36%
4 Raymond James Financial Services Advisors, Inc. 338,466 19,086,000 5.46%
5 LPL Financial LLC 292,911 16,649,000 4.76%
6 RAYMOND JAMES & ASSOCIATES 252,970 14,265,000 4.08%
7 BANK OF AMERICA CORP /DE/ 204,291 11,520,000 3.29%
8 STIFEL FINANCIAL CORP 188,372 10,626,000 3.04%
9 BAIRD FINANCIAL GROUP, INC. 149,342 8,421,000 2.41%
10 BB&T SECURITIES, LLC 154,268 8,149,000 2.33%
11 Astor Investment Management LLC 128,294 7,234,000 2.07%
12 ROYAL BANK OF CANADA 121,367 6,844,000 1.96%
13 AMERIPRISE FINANCIAL INC 116,404 6,558,000 1.88%
14 PINNACLE FAMILY ADVISORS, LLC 108,414 6,113,000 1.75%
15 HL FINANCIAL SERVICES LLC 85,373 4,814,000 1.38%
16 ENVESTNET ASSET MANAGEMENT INC 78,909 4,450,000 1.27%
17 Janney Montgomery Scott LLC 77,445 4,367,000 1.25%
18 Commonwealth Equity Services, Inc 67,812 3,824,000 1.09%
19 Cambridge Investment Research Advisors, Inc. 66,358 3,742,000 1.07%
20 Legacy Private Trust Co. 59,268 3,342,000 0.96%
21 Transamerica Financial Advisors, LLC 58,480 3,298,000 0.94%
22 FIRST TRUST ADVISORS LP 34,166 1,927,000 0.55%
23 SNOWDEN CAPITAL ADVISORS LLC 31,330 1,766,681 0.51%
24 BSC PRIVATE WEALTH MANAGEMENT, LLC 30,233 1,718,000 0.49%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,469 1,549,000 0.44%
26 STERLING INVESTMENT ADVISORS, LTD. 27,280 1,538,000 0.44%
27 JPMORGAN CHASE & CO 25,936 1,463,000 0.42%
28 JANE STREET GROUP, LLC 25,307 1,427,000 0.41%
29 First Allied Advisory Services, Inc. 24,954 1,407,000 0.40%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,207 1,309,000 0.37%
31 PARK NATIONAL CORP /OH/ 20,803 1,173,000 0.34%
32 Prospera Financial Services Inc 20,763 1,171,000 0.33%
33 WAYNE HUMMER INVESTMENTS L.L.C. 20,703 1,167,000 0.33%
34 MSI Financial Services Inc 20,327 1,146,000 0.33%
35 ADVISOR GROUP, INC. 18,562 1,047,000 0.30%
36 INVESTMENT CENTERS OF AMERICA INC 16,098 907,000 0.26%
37 D.A. DAVIDSON & CO. 13,882 782,000 0.22%
38 VOYA FINANCIAL ADVISORS, INC. 13,690 776,000 0.22%
39 CETERA INVESTMENT ADVISERS 13,170 747,000 0.21%
40 Cetera Advisors LLC 13,113 741,000 0.21%
41 Atria Investments, Inc 12,312 694,000 0.20%
42 PNC FINANCIAL SERVICES GROUP, INC. 12,275 693,000 0.20%
43 CITIGROUP INC 11,841 668,000 0.19%
44 CORNERSTONE WEALTH MANAGEMENT, LLC 11,596 658,000 0.19%
45 STEPHENS INC /AR/ 11,356 640,000 0.18%
46 MARINER INDEPENDENT ADVISOR NETWORK, LLC 11,337 639,000 0.18%
47 GIRARD SECURITIES, INC. 10,495 592,000 0.17%
48 OPPENHEIMER & CO INC 9,186 518,000 0.15%
49 GOOD LIFE ADVISORS, LLC 8,376 481,000 0.14%
50 SG Americas Securities, LLC 8,355 471,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.