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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 58 Institutional holders with a total value of $283,513,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Janney Montgomery Scott LLC 222,083 9,967,104 3.52%
52 Astor Investment Management LLC 301,175 13,517,000 4.77%
53 LPL Financial LLC 330,037 14,545,000 5.13%
54 BANK OF AMERICA CORP /DE/ 383,831 17,226,000 6.08%
55 RAYMOND JAMES & ASSOCIATES 428,070 19,212,000 6.78%
56 UBS AG 824,348 36,997,000 13.05%
57 WELLS FARGO & COMPANY/MN 1,136,560 51,009,000 17.99%
58 MORGAN STANLEY 1,407,880 63,186,000 22.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.