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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 60 Institutional holders with a total value of $306,025,208.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,181,684 58,056,000 18.97%
2 WELLS FARGO & COMPANY/MN 1,141,547 56,084,000 18.33%
3 UBS AG 920,585 45,228,000 14.78%
4 BANK OF AMERICA CORP /DE/ 434,581 21,350,000 6.98%
5 RAYMOND JAMES & ASSOCIATES 420,209 20,645,000 6.75%
6 LPL Financial LLC 326,113 16,022,000 5.24%
7 Janney Montgomery Scott LLC 219,574 10,787,656 3.53%
8 Astor Investment Management LLC 214,232 10,525,000 3.44%
9 Robert W. Baird & Co. Inc 186,463 9,161,000 2.99%
10 BB&T SECURITIES, LLC 12,868 6,322,000 2.07%
11 HL FINANCIAL SERVICES LLC 101,017 4,963,000 1.62%
12 SG Americas Securities, LLC 91,396 4,490,000 1.47%
13 ROYAL BANK OF CANADA 82,175 4,037,000 1.32%
14 STIFEL FINANCIAL CORP 68,746 3,377,000 1.10%
15 Cetera Advisor Networks LLC 66,503 3,267,000 1.07%
16 CREDIT SUISSE AG/ 65,557 3,221,000 1.05%
17 AMERIPRISE FINANCIAL INC 62,532 3,072,000 1.00%
18 DEUTSCHE BANK AG\ 46,518 2,285,000 0.75%
19 Cetera Advisors LLC 39,952 1,954,000 0.64%
20 D.A. DAVIDSON & CO. 36,604 1,798,000 0.59%
21 FIRST TRUST ADVISORS LP 33,867 1,664,000 0.54%
22 INVESTMENT CENTERS OF AMERICA INC 30,177 1,485,000 0.49%
23 3D ASSET MANAGEMENT, INC 30,079 1,478,000 0.48%
24 Cambridge Investment Research Advisors, Inc. 29,904 1,469,000 0.48%
25 JPMORGAN CHASE & CO 28,485 1,399,000 0.46%
26 Raymond James Financial Services Advisors, Inc. 18,541 911,000 0.30%
27 OPPENHEIMER & CO INC 18,168 893,000 0.29%
28 Commonwealth Equity Services, Inc 16,322 802,000 0.26%
29 Private Advisor Group, LLC 16,114 792,000 0.26%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,912 683,000 0.22%
31 ENVESTNET ASSET MANAGEMENT INC 13,461 661,000 0.22%
32 Placemark Investments, Inc. 13,318 655,000 0.21%
33 PARK NATIONAL CORP /OH/ 12,965 636,970 0.21%
34 COMERICA SECURITIES INC 11,923 586,000 0.19%
35 First Heartland Consultants, Inc. 10,702 526,000 0.17%
36 USCA RIA LLC 9,899 486,000 0.16%
37 VSR Financial Services, Inc. 9,747 479,000 0.16%
38 PEAPACK GLADSTONE FINANCIAL CORP 9,000 442,170 0.14%
39 First Allied Advisory Services, Inc. 8,349 413,000 0.13%
40 SII INVESTMENTS INC/WI 7,463 368,000 0.12%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,776 328,000 0.11%
42 AMERICAN INTERNATIONAL GROUP, INC. 6,641 326,272 0.11%
43 NEW ENGLAND SECURITIES CORP /MA/ 6,455 317,000 0.10%
44 MARINER INDEPENDENT ADVISOR NETWORK, LLC 5,763 283,136 0.09%
45 SYNOVUS FINANCIAL CORP 4,985 245,000 0.08%
46 RAYMOND JAMES TRUST N.A. 4,914 241,000 0.08%
47 IFC Holdings Incorporated/FL 4,570 224,000 0.07%
48 BENJAMIN F. EDWARDS & COMPANY, INC. 2,725 134,000 0.04%
49 MSI Financial Services Inc 1,825 90,000 0.03%
50 CITIGROUP INC 1,712 84,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.