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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 64 Institutional holders with a total value of $401,114,145.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,544,476 78,089,000 19.47%
2 WELLS FARGO & COMPANY/MN 1,240,500 62,719,000 15.64%
3 UBS Group AG 1,026,447 51,897,000 12.94%
4 RAYMOND JAMES & ASSOCIATES 494,493 25,002,000 6.23%
5 Astor Investment Management LLC 475,729 24,053,000 6.00%
6 LPL Financial LLC 466,968 23,610,000 5.89%
7 BB&T SECURITIES, LLC 37,216 18,816,000 4.69%
8 ROYAL BANK OF CANADA 356,519 18,026,000 4.49%
9 Janney Montgomery Scott LLC 244,809 12,378,000 3.09%
10 Robert W. Baird & Co. Inc 224,431 11,347,000 2.83%
11 BANK OF AMERICA CORP /DE/ 173,568 8,776,000 2.19%
12 STIFEL FINANCIAL CORP 111,569 5,641,000 1.41%
13 HL FINANCIAL SERVICES LLC 110,751 5,600,000 1.40%
14 ENVESTNET ASSET MANAGEMENT INC 108,949 5,508,000 1.37%
15 Accuvest Global Advisors 100,610 5,087,000 1.27%
16 AVIANCE CAPITAL MANAGEMENT, LLC 99,871 5,049,000 1.26%
17 AMERIPRISE FINANCIAL INC 91,197 4,622,000 1.15%
18 Legacy Private Trust Co. 77,668 3,927,000 0.98%
19 GOLDMAN SACHS GROUP INC 58,523 2,959,000 0.74%
20 VSR Financial Services, Inc. 51,542 2,606,000 0.65%
21 Cetera Advisors LLC 47,632 2,404,000 0.60%
22 Cambridge Investment Research Advisors, Inc. 44,336 2,242,000 0.56%
23 JPMORGAN CHASE & CO 44,237 2,237,000 0.56%
24 INVESTMENT CENTERS OF AMERICA INC 35,175 1,778,000 0.44%
25 D.A. DAVIDSON & CO. 34,892 1,764,000 0.44%
26 AMERICAN INTERNATIONAL GROUP, INC. 34,194 1,728,848 0.43%
27 Raymond James Financial Services Advisors, Inc. 27,555 1,393,000 0.35%
28 PARK NATIONAL CORP /OH/ 20,705 1,047,000 0.26%
29 Commonwealth Equity Services, Inc 20,689 1,046,000 0.26%
30 FIRST TRUST ADVISORS LP 20,101 1,016,000 0.25%
31 Cetera Advisor Networks LLC 18,211 920,000 0.23%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,924 753,000 0.19%
33 First Allied Advisory Services, Inc. 14,229 720,000 0.18%
34 PNC FINANCIAL SERVICES GROUP, INC. 14,133 715,000 0.18%
35 JANE STREET GROUP, LLC 12,792 647,000 0.16%
36 COMERICA SECURITIES INC 11,209 567,000 0.14%
37 USCA RIA LLC 9,931 502,000 0.13%
38 SG Americas Securities, LLC 9,849 498,000 0.12%
39 MANAGED ACCOUNT ADVISORS LLC 9,017 456,000 0.11%
40 SYNOVUS FINANCIAL CORP 6,985 353,000 0.09%
41 First Heartland Consultants, Inc. 5,606 283,000 0.07%
42 RAYMOND JAMES TRUST N.A. 5,411 273,000 0.07%
43 Frontier Wealth Management LLC 5,092 257,000 0.06%
44 Simplicity Solutions, LLC 4,491 227,057 0.06%
45 OPPENHEIMER & CO INC 4,142 209,000 0.05%
46 PEAPACK GLADSTONE FINANCIAL CORP 4,000 202,240 0.05%
47 Chicago Partners Investment Group LLC 4,121 202,000 0.05%
48 Jaffetilchin Investment Partners, LLC 4,000 202,000 0.05%
49 MSI Financial Services Inc 3,216 163,000 0.04%
50 Regal Investment Advisors LLC 2,458 124,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.