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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 70 Institutional holders with a total value of $341,099,611.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,512,967 66,843,000 19.60%
2 MORGAN STANLEY 1,102,109 48,691,000 14.27%
3 LPL Financial LLC 793,525 34,232,000 10.04%
4 UBS Group AG 642,154 28,370,000 8.32%
5 Astor Investment Management LLC 529,754 23,405,000 6.86%
6 RAYMOND JAMES & ASSOCIATES 468,424 20,695,000 6.07%
7 Raymond James Financial Services Advisors, Inc. 401,625 17,743,000 5.20%
8 AVIANCE CAPITAL MANAGEMENT, LLC 238,502 10,537,000 3.09%
9 BAIRD FINANCIAL GROUP, INC. 220,955 9,762,000 2.86%
10 Accuvest Global Advisors 190,215 8,404,000 2.46%
11 ROYAL BANK OF CANADA 177,742 7,853,000 2.30%
12 BANK OF AMERICA CORP /DE/ 153,172 6,767,000 1.98%
13 ENVESTNET ASSET MANAGEMENT INC 144,036 6,364,000 1.87%
14 HL FINANCIAL SERVICES LLC 96,093 4,245,000 1.24%
15 GOLDMAN SACHS GROUP INC 90,535 4,000,000 1.17%
16 Legacy Private Trust Co. 89,913 3,972,000 1.16%
17 STIFEL FINANCIAL CORP 84,776 3,745,000 1.10%
18 CITADEL ADVISORS LLC 79,597 3,518,000 1.03%
19 AMERIPRISE FINANCIAL INC 77,267 3,432,000 1.01%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,256 2,796,000 0.82%
21 Janney Montgomery Scott LLC 47,483 2,098,000 0.62%
22 Virtu KCG Holdings LLC 45,144 1,994,000 0.58%
23 INVESTMENT CENTERS OF AMERICA INC 33,475 1,484,000 0.44%
24 Cambridge Investment Research Advisors, Inc. 26,318 1,163,000 0.34%
25 PARK NATIONAL CORP /OH/ 24,516 1,083,000 0.32%
26 AMERICAN INTERNATIONAL GROUP, INC. 23,103 1,021,000 0.30%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,000 979,000 0.29%
28 Cetera Advisor Networks LLC 20,685 914,000 0.27%
29 BB&T SECURITIES, LLC 20,374 900,000 0.26%
30 Commonwealth Equity Services, Inc 19,175 847,000 0.25%
31 Atria Investments, Inc 20,516 831,000 0.24%
32 FIRST TRUST ADVISORS LP 17,743 784,000 0.23%
33 CETERA INVESTMENT ADVISERS 17,642 778,000 0.23%
34 IFP ADVISORS, INC 16,567 732,000 0.21%
35 First Allied Advisory Services, Inc. 16,388 721,000 0.21%
36 JANE STREET GROUP, LLC 14,831 655,000 0.19%
37 Frontier Wealth Management LLC 14,562 643,000 0.19%
38 VSR Financial Services, Inc. 13,634 602,000 0.18%
39 USCA RIA LLC 12,689 561,000 0.16%
40 Bison Wealth, LLC 12,288 543,000 0.16%
41 JPMORGAN CHASE & CO 9,756 431,000 0.13%
42 PNC FINANCIAL SERVICES GROUP, INC. 9,631 426,000 0.12%
43 IFC Holdings Incorporated/FL 9,355 410,000 0.12%
44 First Heartland Consultants, Inc. 9,030 399,000 0.12%
45 GIRARD SECURITIES, INC. 8,212 361,000 0.11%
46 Investors Capital Advisory Services 8,015 354,000 0.10%
47 D.A. DAVIDSON & CO. 7,726 341,000 0.10%
48 LVZ, Inc. 7,415 328,000 0.10%
49 COMERICA SECURITIES INC 6,784 300,000 0.09%
50 HM PAYSON & CO 6,337 280,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.