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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 60 Institutional holders with a total value of $403,507,886.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,552,950 77,617,000 19.24%
2 WELLS FARGO & COMPANY/MN 1,461,480 73,045,000 18.10%
3 UBS Group AG 984,783 49,219,000 12.20%
4 Astor Investment Management LLC 544,572 27,218,000 6.75%
5 RAYMOND JAMES & ASSOCIATES 513,139 25,647,000 6.36%
6 LPL Financial LLC 463,967 22,878,000 5.67%
7 ROYAL BANK OF CANADA 278,829 13,936,000 3.45%
8 Janney Montgomery Scott LLC 243,638 12,177,040 3.02%
9 BAIRD FINANCIAL GROUP, INC. 232,589 11,625,000 2.88%
10 AVIANCE CAPITAL MANAGEMENT, LLC 201,177 10,055,000 2.49%
11 BANK OF AMERICA CORP /DE/ 168,224 8,408,000 2.08%
12 Accuvest Global Advisors 161,315 8,063,000 2.00%
13 ENVESTNET ASSET MANAGEMENT INC 138,866 6,941,000 1.72%
14 HL FINANCIAL SERVICES LLC 119,061 5,951,000 1.47%
15 STIFEL FINANCIAL CORP 111,144 5,555,000 1.38%
16 JANE STREET GROUP, LLC 88,329 4,415,000 1.09%
17 Legacy Private Trust Co. 86,991 4,348,000 1.08%
18 AMERIPRISE FINANCIAL INC 72,906 3,646,000 0.90%
19 GOLDMAN SACHS GROUP INC 58,550 2,926,000 0.73%
20 Cambridge Investment Research Advisors, Inc. 57,308 2,864,000 0.71%
21 VSR Financial Services, Inc. 50,998 2,549,000 0.63%
22 Cetera Advisors LLC 50,376 2,513,000 0.62%
23 JPMORGAN CHASE & CO 44,600 2,229,000 0.55%
24 D.A. DAVIDSON & CO. 39,299 1,964,000 0.49%
25 BB&T SECURITIES, LLC 35,098 1,754,000 0.43%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,914 1,695,000 0.42%
27 INVESTMENT CENTERS OF AMERICA INC 33,797 1,683,000 0.42%
28 PARK NATIONAL CORP /OH/ 24,530 1,226,000 0.30%
29 Commonwealth Equity Services, Inc 20,798 1,039,000 0.26%
30 Cetera Advisor Networks LLC 18,211 920,000 0.23%
31 FIRST TRUST ADVISORS LP 18,222 911,000 0.23%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,307 814,000 0.20%
33 AMERICAN INTERNATIONAL GROUP, INC. 15,253 762,344 0.19%
34 First Allied Advisory Services, Inc. 14,309 707,000 0.18%
35 COMERICA SECURITIES INC 12,287 614,000 0.15%
36 PNC FINANCIAL SERVICES GROUP, INC. 11,896 595,000 0.15%
37 USCA RIA LLC 11,482 574,000 0.14%
38 Simplicity Solutions, LLC 11,234 561,502 0.14%
39 MANAGED ACCOUNT ADVISORS LLC 10,871 543,000 0.13%
40 CITADEL ADVISORS LLC 10,292 514,000 0.13%
41 First Heartland Consultants, Inc. 8,006 400,000 0.10%
42 SYNOVUS FINANCIAL CORP 6,330 316,000 0.08%
43 Frontier Wealth Management LLC 5,588 279,000 0.07%
44 RAYMOND JAMES TRUST N.A. 5,411 271,000 0.07%
45 Investors Capital Advisory Services 5,200 259,000 0.06%
46 Concorde Asset Management, LLC 4,174 209,000 0.05%
47 OPPENHEIMER & CO INC 4,079 204,000 0.05%
48 MSI Financial Services Inc 3,377 169,000 0.04%
49 CITIGROUP INC 3,296 165,000 0.04%
50 Chicago Partners Investment Group LLC 2,802 140,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.