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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 67 Institutional holders with a total value of $251,592,413.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,107,188 49,935,000 19.85%
2 MORGAN STANLEY 635,131 28,644,000 11.39%
3 UBS Group AG 543,677 24,520,000 9.75%
4 LPL Financial LLC 383,569 16,835,000 6.69%
5 ROYAL BANK OF CANADA 304,077 13,714,000 5.45%
6 USCA RIA LLC 568,374 12,603,000 5.01%
7 GFS Advisors, LLC 568,374 12,603,000 5.01%
8 Raymond James Financial Services Advisors, Inc. 261,200 11,780,000 4.68%
9 Astor Investment Management LLC 226,217 10,202,000 4.05%
10 BAIRD FINANCIAL GROUP, INC. 225,670 10,178,000 4.05%
11 BANK OF AMERICA CORP /DE/ 109,225 4,926,000 1.96%
12 ENVESTNET ASSET MANAGEMENT INC 99,870 4,504,000 1.79%
13 AVIANCE CAPITAL MANAGEMENT, LLC 97,319 4,389,000 1.74%
14 GOLDMAN SACHS GROUP INC 85,377 3,851,000 1.53%
15 HL FINANCIAL SERVICES LLC 84,026 3,790,000 1.51%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 78,752 3,554,000 1.41%
17 STIFEL FINANCIAL CORP 75,760 3,417,000 1.36%
18 RAYMOND JAMES & ASSOCIATES 71,130 3,208,000 1.28%
19 AMERIPRISE FINANCIAL INC 61,264 2,759,000 1.10%
20 JANE STREET GROUP, LLC 60,605 2,733,000 1.09%
21 Janney Montgomery Scott LLC 48,744 2,198,000 0.87%
22 INVESTMENT CENTERS OF AMERICA INC 36,320 1,634,000 0.65%
23 Cambridge Investment Research Advisors, Inc. 25,175 1,135,000 0.45%
24 Virtu KCG Holdings LLC 24,869 1,122,000 0.45%
25 PARK NATIONAL CORP /OH/ 24,516 1,106,000 0.44%
26 AMERICAN INTERNATIONAL GROUP, INC. 24,487 1,104,000 0.44%
27 First Allied Advisory Services, Inc. 21,340 970,000 0.39%
28 Cetera Advisor Networks LLC 19,846 898,000 0.36%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,772 884,000 0.35%
30 Legacy Private Trust Co. 17,381 784,000 0.31%
31 CETERA INVESTMENT ADVISERS 16,871 759,000 0.30%
32 Commonwealth Equity Services, Inc 16,348 737,000 0.29%
33 FIRST TRUST ADVISORS LP 16,277 734,000 0.29%
34 Frontier Wealth Management LLC 15,437 696,000 0.28%
35 BB&T SECURITIES, LLC 15,121 681,000 0.27%
36 VSR Financial Services, Inc. 12,415 560,000 0.22%
37 IFC Holdings Incorporated/FL 11,718 529,000 0.21%
38 Atria Investments, Inc 10,678 482,000 0.19%
39 CITADEL ADVISORS LLC 9,953 449,000 0.18%
40 GIRARD SECURITIES, INC. 9,606 435,000 0.17%
41 CORNERSTONE WEALTH MANAGEMENT, LLC 15,082 432,000 0.17%
42 Investors Capital Advisory Services 9,550 430,000 0.17%
43 D.A. DAVIDSON & CO. 9,161 413,000 0.16%
44 JPMORGAN CHASE & CO 9,131 412,000 0.16%
45 PNC FINANCIAL SERVICES GROUP, INC. 8,733 394,000 0.16%
46 Bison Wealth, LLC 8,710 393,000 0.16%
47 Timber Hill LLC 7,665 346,000 0.14%
48 IFP ADVISORS, INC 7,422 335,000 0.13%
49 LAUREL WEALTH ADVISORS, INC. 6,210 280,000 0.11%
50 HM PAYSON & CO 5,955 269,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.