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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $167,663,860.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Psagot Value Holdings Ltd. 40 1,000 0.00%
3 BlackRock Finance, Inc. 100 2,000 0.00%
4 PNC FINANCIAL SERVICES GROUP, INC. 196 4,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 178 4,000 0.00%
6 Focused Wealth Management, Inc 250 5,000 0.00%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 264 6,000 0.00%
8 Barrett Asset Management, LLC 900 19,000 0.01%
9 SECURITY NATIONAL TRUST CO 900 19,000 0.01%
10 Creative Planning 1,070 23,000 0.01%
11 Endurance Wealth Management, Inc. 1,250 26,000 0.02%
12 JPMORGAN CHASE & CO 1,213 26,000 0.02%
13 WFG Advisors, LP 1,200 26,000 0.02%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,500 32,000 0.02%
15 Apriem Advisors 2,000 43,000 0.03%
16 Highlander Capital Management, LLC 2,867 62,000 0.04%
17 FIRST MANHATTAN CO. LLC. 5,391 115,000 0.07%
18 GENEOS WEALTH MANAGEMENT INC. 5,515 118,000 0.07%
19 Advisory Services Network, LLC 6,398 137,000 0.08%
20 BANK OF MONTREAL /CAN/ 7,750 166,000 0.10%
21 BALDWIN WEALTH PARTNERS LLC/MA 9,773 210,000 0.13%
22 AUSDAL FINANCIAL PARTNERS, INC. 9,845 211,000 0.13%
23 LAUREL WEALTH ADVISORS, INC. 10,200 219,000 0.13%
24 STIFEL FINANCIAL CORP 10,195 219,000 0.13%
25 PRIVATE TRUST CO NA 10,250 220,000 0.13%
26 Financial Architects, Inc 11,345 244,000 0.15%
27 Canal Capital Management, LLC 10,032 250,000 0.15%
28 First Allied Advisory Services, Inc. 12,564 270,000 0.16%
29 ADVISOR GROUP, INC. 13,380 288,000 0.17%
30 MARIETTA INVESTMENT PARTNERS LLC 14,200 305,000 0.18%
31 Capital Advisors, Ltd. LLC 15,485 332,000 0.20%
32 SCOTIA CAPITAL INC. 15,645 336,000 0.20%
33 Stratos Wealth Partners, LTD. 18,227 391,000 0.23%
34 INVESTMENT CENTERS OF AMERICA INC 18,315 398,000 0.24%
35 First City Capital Management, Inc. 19,742 423,860 0.25%
36 MSI Financial Services Inc 23,495 504,000 0.30%
37 NEXT Financial Group, Inc 24,478 526,000 0.31%
38 IFP ADVISORS, INC 24,893 534,000 0.32%
39 JOHNSON INVESTMENT COUNSEL INC 25,370 544,000 0.32%
40 Cambridge Investment Research Advisors, Inc. 27,601 593,000 0.35%
41 Koshinski Asset Management, Inc. 27,805 597,000 0.36%
42 CITIGROUP INC 28,453 611,000 0.36%
43 KISSINGER FINANCIAL SERVICES LLC 31,466 676,000 0.40%
44 Private Advisor Group, LLC 33,009 692,000 0.41%
45 US BANCORP \DE\ 32,500 698,000 0.42%
46 Hillsdale Investment Management Inc. 35,300 758,000 0.45%
47 SYNOVUS FINANCIAL CORP 36,054 776,000 0.46%
48 ENVESTNET ASSET MANAGEMENT INC 37,024 795,000 0.47%
49 D.A. DAVIDSON & CO. 38,461 825,000 0.49%
50 Janney Montgomery Scott LLC 39,716 853,000 0.51%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.