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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 89 Institutional holders with a total value of $158,358,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 7 0 0.00%
3 CUTLER GROUP LLC / CA 2,900 0 0.00% Call
4 Psagot Value Holdings Ltd. 40 1,000 0.00%
5 BlackRock Finance, Inc. 65 1,000 0.00%
6 ASSETMARK, INC 42 1,000 0.00%
7 Creative Planning 35 1,000 0.00%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 264 5,000 0.00%
9 Focused Wealth Management, Inc 250 5,000 0.00%
10 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 500 10,000 0.01%
11 WFG Advisors, LP 500 10,000 0.01%
12 Montecito Bank & Trust 500 10,000 0.01%
13 SECURITY NATIONAL TRUST CO 900 19,000 0.01%
14 Barrett Asset Management, LLC 900 19,000 0.01%
15 Alexandria Capital, LLC 1,025 21,000 0.01%
16 HOWE & RUSLING INC 1,111 23,000 0.01%
17 Endurance Wealth Management, Inc. 1,250 26,000 0.02%
18 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,500 31,000 0.02%
19 GLOBAL RETIREMENT PARTNERS, LLC 1,938 40,000 0.03%
20 Apriem Advisors 2,000 42,000 0.03%
21 CWM, LLC 2,550 53,000 0.03%
22 Highlander Capital Management, LLC 2,867 60,000 0.04%
23 Ancora Advisors LLC 3,530 73,000 0.05%
24 CAPTRUST FINANCIAL ADVISORS 3,410 84,000 0.05%
25 SIMPLEX TRADING, LLC 4,616 96,000 0.06%
26 GENEOS WEALTH MANAGEMENT INC. 5,515 114,000 0.07%
27 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 7,803 166,000 0.10%
28 BANK OF MONTREAL /CAN/ 9,062 185,000 0.12%
29 BALDWIN WEALTH PARTNERS LLC/MA 9,773 203,000 0.13%
30 LEVEL FOUR ADVISORY SERVICES, LLC 9,851 205,000 0.13%
31 LAUREL WEALTH ADVISORS, INC. 10,200 212,000 0.13%
32 AUSDAL FINANCIAL PARTNERS, INC. 10,245 213,000 0.13%
33 STIFEL FINANCIAL CORP 10,495 218,000 0.14%
34 Canal Capital Management, LLC 8,845 219,000 0.14%
35 PRIVATE TRUST CO NA 10,750 223,000 0.14%
36 AJ WEALTH STRATEGIES, LLC 10,997 229,000 0.14%
37 Financial Architects, Inc 11,095 231,000 0.15%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,000 250,000 0.16% Put
39 First Allied Advisory Services, Inc. 12,350 257,000 0.16%
40 ADVISOR GROUP, INC. 13,842 288,000 0.18%
41 MARIETTA INVESTMENT PARTNERS LLC 14,200 296,000 0.19%
42 Capital Advisors, Ltd. LLC 15,485 322,000 0.20%
43 First City Capital Management, Inc. 17,348 361,000 0.23%
44 Gradient Investments LLC 18,138 377,000 0.24%
45 Stratos Wealth Partners, LTD. 18,502 385,000 0.24%
46 Atria Investments, Inc 20,900 435,000 0.27%
47 JOHNSON INVESTMENT COUNSEL INC 21,670 450,000 0.28%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,348 465,000 0.29%
49 INVESTMENT CENTERS OF AMERICA INC 23,425 486,000 0.31%
50 IFP ADVISORS, INC 26,195 545,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.