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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 58 Institutional holders with a total value of $174,416,854.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,718,924 29,789,000 17.08%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,204,758 17,660,000 10.13%
3 BANC FUNDS CO LLC 1,848,442 14,806,000 8.49%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,740,685 13,942,000 7.99%
5 CASTLE CREEK CAPITAL PARTNERS IV, LP 1,641,996 13,152,000 7.54%
6 THB ASSET MANAGEMENT 1,205,499 9,656,000 5.54%
7 MENDON CAPITAL ADVISORS CORP 1,179,986 9,433,000 5.41%
8 PRICE MICHAEL F 1,132,300 9,070,000 5.20%
9 Phocas Financial Corp. 1,067,688 8,552,000 4.90% SH
10 MALTESE CAPITAL MANAGEMENT LLC 950,000 7,610,000 4.36%
11 VANGUARD GROUP INC 886,826 7,103,000 4.07%
12 Stieven Capital Advisors, L.P. 707,680 5,669,000 3.25%
13 BlackRock Fund Advisors 617,526 4,946,000 2.84%
14 STATE STREET CORP 319,567 2,560,000 1.47%
15 Geduld E E 270,000 2,163,000 1.24%
16 NORTHERN TRUST CORP 224,889 1,802,000 1.03%
17 Hutchin Hill Capital, LP 200,000 1,602,000 0.92%
18 Curi Capital, LLC 184,921 1,481,000 0.85%
19 BlackRock Institutional Trust Company, N.A. 183,531 1,470,000 0.84%
20 STIFEL FINANCIAL CORP 176,500 1,414,000 0.81%
21 Employees Retirement System of Texas 162,000 1,298,000 0.74%
22 GEODE CAPITAL MANAGEMENT, LLC 147,294 1,179,000 0.68%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,897 792,000 0.45%
24 NEW YORK STATE COMMON RETIREMENT FUND 92,862 744,000 0.43%
25 Bank of New York Mellon Corp 91,135 730,000 0.42%
26 BlackRock Investment Management, LLC 90,897 728,000 0.42%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 86,441 692,000 0.40%
28 DIMENSIONAL FUND ADVISORS LP 65,277 523,000 0.30%
29 RENAISSANCE TECHNOLOGIES LLC 64,000 513,000 0.29%
30 FJ Capital Management LLC 47,000 374,000 0.21%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 43,499 348,000 0.20%
32 FIRST TRUST ADVISORS LP 41,678 334,000 0.19%
33 RHUMBLINE ADVISERS 33,032 265,000 0.15%
34 TEACHERS ADVISORS, LLC 31,738 254,000 0.15%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 222,000 0.13%
36 PANAGORA ASSET MANAGEMENT INC 17,674 141,000 0.08%
37 TFS CAPITAL LLC 16,922 136,000 0.08%
38 METROPOLITAN LIFE INSURANCE CO/NY 16,985 136,000 0.08%
39 Nationwide Fund Advisors 15,374 123,000 0.07%
40 Personal Capital Advisors Corp 14,128 113,000 0.06%
41 AMERICAN INTERNATIONAL GROUP, INC. 13,740 110,000 0.06%
42 WELLS FARGO & COMPANY/MN 12,417 99,000 0.06%
43 CITIGROUP INC 12,034 97,000 0.06%
44 Brandywine Global Investment Management, LLC 11,690 94,000 0.05%
45 RUSSELL FRANK CO/ 11,270 93,000 0.05%
46 DEUTSCHE BANK AG\ 10,835 86,000 0.05%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,246 82,000 0.05%
48 Aureus Asset Management, LLC 10,000 80,000 0.05%
49 MORGAN STANLEY 6,036 48,000 0.03%
50 BLACKROCK ADVISORS LLC 5,972 48,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.