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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 52 Institutional holders with a total value of $169,394,307.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,715,811 31,176,000 18.40%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 3,323,941 27,888,000 16.46%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,421,451 20,316,000 11.99%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,724,425 14,468,000 8.54%
5 BANC FUNDS CO LLC 1,573,478 13,201,000 7.79%
6 PRICE MICHAEL F 1,166,575 9,788,000 5.78%
7 VANGUARD GROUP INC 808,238 6,781,000 4.00%
8 BlackRock Fund Advisors 640,931 5,377,000 3.17%
9 WELLINGTON MANAGEMENT GROUP LLP 492,900 4,135,000 2.44%
10 Stieven Capital Advisors, L.P. 463,680 3,890,000 2.30%
11 Phocas Financial Corp. 422,234 3,543,000 2.09% SH
12 THB ASSET MANAGEMENT 373,594 3,134,000 1.85%
13 MALTESE CAPITAL MANAGEMENT LLC 356,200 2,989,000 1.76%
14 STATE STREET CORP 290,465 2,438,000 1.44%
15 BlackRock Institutional Trust Company, N.A. 276,734 2,322,000 1.37%
16 Geduld E E 275,000 2,307,000 1.36%
17 STIFEL FINANCIAL CORP 250,100 2,099,000 1.24%
18 NORTHERN TRUST CORP 226,468 1,901,000 1.12%
19 JACOBS ASSET MANAGEMENT, LLC 186,994 1,569,000 0.93%
20 Employees Retirement System of Texas 162,000 1,359,000 0.80%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 131,216 1,052,000 0.62%
22 GEODE CAPITAL MANAGEMENT, LLC 117,087 982,000 0.58%
23 Bank of New York Mellon Corp 93,365 783,000 0.46%
24 Catalyst Capital Advisors LLC 92,500 776,000 0.46%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 89,805 753,000 0.44%
26 BlackRock Investment Management, LLC 75,309 632,000 0.37%
27 BLACKTHORN INVESTMENT GROUP LLC 46,131 387,000 0.23%
28 Harvest Capital Strategies LLC 45,000 378,000 0.22%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,372 347,000 0.20%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 39,550 332,000 0.20%
31 PANAGORA ASSET MANAGEMENT INC 35,146 295,000 0.17%
32 TEACHERS ADVISORS, LLC 31,738 266,000 0.16%
33 RHUMBLINE ADVISERS 28,235 237,000 0.14%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 232,000 0.14%
35 Monarch Partners Asset Management LLC 23,700 199,000 0.12%
36 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 19,800 166,000 0.10%
37 Nationwide Fund Advisors 17,468 147,000 0.09%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 15,089 127,000 0.07%
39 Taylor Frigon Capital Management LLC 14,128 119,000 0.07%
40 AMERICAN INTERNATIONAL GROUP, INC. 14,101 118,307 0.07%
41 Brandywine Global Investment Management, LLC 11,390 96,000 0.06%
42 Invesco Ltd. 10,458 88,000 0.05%
43 BLACKROCK ADVISORS LLC 8,891 75,000 0.04%
44 CITIGROUP INC 4,035 34,000 0.02%
45 MORGAN STANLEY 3,858 32,000 0.02%
46 UBS Group AG 3,009 25,000 0.01%
47 BARCLAYS PLC 1,822 15,000 0.01%
48 WELLS FARGO & COMPANY/MN 1,041 9,000 0.01%
49 Tower Research Capital LLC (TRC) 700 6,000 0.00%
50 DEUTSCHE BANK AG\ 556 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.