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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 60 Institutional holders with a total value of $178,665,970.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,718,924 30,495,000 17.07%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,121,089 17,393,000 9.73%
3 BANC FUNDS CO LLC 1,793,348 14,705,000 8.23%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,762,148 14,449,000 8.09%
5 WELLINGTON MANAGEMENT GROUP LLP 1,511,353 12,392,000 6.94%
6 Phocas Financial Corp. 1,162,024 9,529,000 5.33% SH
7 THB ASSET MANAGEMENT 1,135,760 9,313,000 5.21%
8 MALTESE CAPITAL MANAGEMENT LLC 950,580 7,795,000 4.36%
9 Stieven Capital Advisors, L.P. 912,954 7,486,000 4.19%
10 VANGUARD GROUP INC 831,341 6,817,000 3.82%
11 PRICE MICHAEL F 799,600 6,557,000 3.67%
12 BlackRock Fund Advisors 676,100 5,544,000 3.10%
13 Curi Capital, LLC 659,027 5,404,000 3.02%
14 ENDEAVOUR CAPITAL ADVISORS INC 394,006 3,231,000 1.81%
15 STATE STREET CORP 355,087 2,916,000 1.63%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 267,400 2,193,000 1.23%
17 Penn Capital Management Company, LLC 240,904 1,975,000 1.11%
18 NORTHERN TRUST CORP 239,514 1,964,000 1.10%
19 Hutchin Hill Capital, LP 200,000 1,640,000 0.92%
20 BlackRock Institutional Trust Company, N.A. 188,869 1,549,000 0.87%
21 STIFEL FINANCIAL CORP 176,500 1,447,000 0.81%
22 FSI GROUP, LLC 164,500 1,349,000 0.76%
23 Employees Retirement System of Texas 162,000 1,328,000 0.74%
24 GEODE CAPITAL MANAGEMENT, LLC 159,308 1,306,000 0.73%
25 DIMENSIONAL FUND ADVISORS LP 126,158 1,034,000 0.58%
26 RENAISSANCE TECHNOLOGIES LLC 99,100 813,000 0.46%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,897 811,000 0.45%
28 BlackRock Investment Management, LLC 98,429 807,000 0.45%
29 Bank of New York Mellon Corp 93,457 767,000 0.43%
30 KENNEDY CAPITAL MANAGEMENT LLC 93,500 767,000 0.43%
31 NEW YORK STATE COMMON RETIREMENT FUND 91,910 754,000 0.42%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 71,760 588,000 0.33%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 50,794 417,000 0.23%
34 Geduld E E 49,425 405,000 0.23%
35 TEACHERS ADVISORS, LLC 35,843 294,000 0.16%
36 RHUMBLINE ADVISERS 27,737 227,000 0.13%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 227,000 0.13%
38 DEUTSCHE BANK AG\ 25,039 203,000 0.11%
39 West Coast Financial LLC 19,975 164,000 0.09%
40 Nationwide Fund Advisors 19,795 162,000 0.09%
41 BARCLAYS PLC 19,674 161,000 0.09%
42 AMERICAN INTERNATIONAL GROUP, INC. 13,828 113,390 0.06%
43 Personal Capital Advisors Corp 14,128 113,000 0.06%
44 METROPOLITAN LIFE INSURANCE CO/NY 13,706 112,000 0.06%
45 PANAGORA ASSET MANAGEMENT INC 13,509 111,000 0.06%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,245 109,000 0.06%
47 WELLS FARGO & COMPANY/MN 12,306 101,000 0.06%
48 GOLDMAN SACHS GROUP INC 11,436 94,000 0.05%
49 FIRST TRUST ADVISORS LP 10,784 88,000 0.05%
50 Brandywine Global Investment Management, LLC 10,090 83,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.