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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 56 Institutional holders with a total value of $148,028,855.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,712,220 28,324,000 19.13%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 2,483,100 18,946,000 12.80%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,726,001 13,169,000 8.90%
4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,697,447 12,952,000 8.75%
5 BANC FUNDS CO LLC 1,573,478 12,006,000 8.11%
6 PRICE MICHAEL F 1,166,575 8,901,000 6.01%
7 WELLINGTON MANAGEMENT GROUP LLP 948,000 7,233,000 4.89%
8 VANGUARD GROUP INC 671,162 5,121,000 3.46%
9 BlackRock Fund Advisors 574,849 4,386,000 2.96%
10 MALTESE CAPITAL MANAGEMENT LLC 464,600 3,545,000 2.39%
11 Phocas Financial Corp. 426,209 3,252,000 2.20% SH
12 BlackRock Institutional Trust Company, N.A. 379,811 2,898,000 1.96%
13 Harvest Capital Strategies LLC 374,597 2,858,000 1.93%
14 JACOBS ASSET MANAGEMENT, LLC 308,600 2,355,000 1.59%
15 Geduld E E 275,000 2,098,000 1.42%
16 STATE STREET CORP 267,551 2,043,000 1.38%
17 1919 Investment Counsel, LLC 250,000 1,908,000 1.29%
18 Stieven Capital Advisors, L.P. 232,589 1,775,000 1.20%
19 NORTHERN TRUST CORP 228,973 1,747,000 1.18%
20 Roaring Blue Lion Capital Management, L.P. 166,676 1,272,000 0.86%
21 Employees Retirement System of Texas 162,000 1,236,000 0.83%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 131,216 1,001,000 0.68%
23 GEODE CAPITAL MANAGEMENT, LLC 113,644 867,000 0.59%
24 EMERALD MUTUAL FUND ADVISERS TRUST 106,537 813,000 0.55%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 92,825 708,000 0.48%
26 Bank of New York Mellon Corp 88,742 677,000 0.46%
27 PANAGORA ASSET MANAGEMENT INC 86,120 657,000 0.44%
28 Catalyst Capital Advisors LLC 85,000 649,000 0.44%
29 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 77,500 591,000 0.40%
30 BlackRock Investment Management, LLC 73,138 558,000 0.38%
31 BLACKTHORN INVESTMENT GROUP LLC 49,771 380,000 0.26%
32 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,960 313,000 0.21%
33 J.P. Morgan Private Wealth Advisors LLC 40,418 308,000 0.21%
34 MENDON CAPITAL ADVISORS CORP 39,230 299,000 0.20%
35 DEUTSCHE BANK AG\ 38,730 295,000 0.20%
36 RENAISSANCE TECHNOLOGIES LLC 38,403 293,000 0.20%
37 TEACHERS ADVISORS, LLC 31,738 242,000 0.16%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 211,000 0.14%
39 MORGAN STANLEY 25,696 196,000 0.13%
40 RHUMBLINE ADVISERS 25,535 195,000 0.13%
41 Nationwide Fund Advisors 16,916 129,000 0.09%
42 GUGGENHEIM CAPITAL LLC 15,247 117,000 0.08%
43 AMERICAN INTERNATIONAL GROUP, INC. 14,670 111,932 0.08%
44 MILLENNIUM MANAGEMENT LLC 11,679 89,000 0.06%
45 ProShare Advisors LLC 10,796 82,000 0.06%
46 BLACKROCK ADVISORS LLC 9,568 73,000 0.05%
47 Brandywine Global Investment Management, LLC 5,800 45,000 0.03%
48 CITIGROUP INC 3,675 28,000 0.02%
49 BARCLAYS PLC 3,938 28,000 0.02%
50 VIRTUS CAPITAL ADVISERS, LLC 1,913 15,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.