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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $167,281,606.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,715,811 29,578,000 17.68%
2 CASTLE CREEK CAPITAL PARTNERS IV, LP 3,672,638 29,234,000 17.48%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,163,053 17,218,000 10.29%
4 BANC FUNDS CO LLC 1,748,442 13,918,000 8.32%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,724,172 13,724,000 8.20%
6 PRICE MICHAEL F 1,166,575 9,286,000 5.55%
7 Phocas Financial Corp. 993,273 7,906,000 4.73% SH
8 VANGUARD GROUP INC 877,483 6,984,000 4.17%
9 BlackRock Fund Advisors 602,597 4,797,000 2.87%
10 THB ASSET MANAGEMENT 568,739 4,527,000 2.71%
11 MALTESE CAPITAL MANAGEMENT LLC 565,500 4,501,000 2.69%
12 Stieven Capital Advisors, L.P. 465,080 3,702,000 2.21%
13 STATE STREET CORP 307,198 2,444,000 1.46%
14 MENDON CAPITAL ADVISORS CORP 284,556 2,265,000 1.35%
15 Geduld E E 275,000 2,189,000 1.31%
16 NORTHERN TRUST CORP 220,492 1,755,000 1.05%
17 Curi Capital, LLC 181,796 1,447,000 0.87%
18 BlackRock Institutional Trust Company, N.A. 179,303 1,427,000 0.85%
19 STIFEL FINANCIAL CORP 176,500 1,405,000 0.84%
20 Employees Retirement System of Texas 162,000 1,290,000 0.77%
21 GEODE CAPITAL MANAGEMENT, LLC 136,012 1,082,000 0.65%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,897 787,000 0.47%
23 NEW YORK STATE COMMON RETIREMENT FUND 93,232 742,000 0.44%
24 BlackRock Investment Management, LLC 90,682 722,000 0.43%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 88,968 708,000 0.42%
26 Bank of New York Mellon Corp 82,283 655,000 0.39%
27 RENAISSANCE TECHNOLOGIES LLC 50,700 404,000 0.24%
28 DIMENSIONAL FUND ADVISORS LP 43,604 347,000 0.21%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 42,745 340,000 0.20%
30 TEACHERS ADVISORS, LLC 31,738 253,000 0.15%
31 RHUMBLINE ADVISERS 31,597 252,000 0.15%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 220,000 0.13%
33 PANAGORA ASSET MANAGEMENT INC 23,932 190,000 0.11%
34 Nationwide Fund Advisors 15,374 122,000 0.07%
35 Personal Capital Advisors Corp 14,128 112,000 0.07%
36 AMERICAN INTERNATIONAL GROUP, INC. 13,764 110,000 0.07%
37 BLACKTHORN INVESTMENT GROUP LLC 12,805 102,000 0.06%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 12,620 100,000 0.06%
39 Brandywine Global Investment Management, LLC 11,390 91,000 0.05%
40 RUSSELL FRANK CO/ 11,270 90,000 0.05%
41 BLACKROCK ADVISORS LLC 11,173 89,000 0.05%
42 DEUTSCHE BANK AG\ 6,597 51,000 0.03%
43 BANK OF AMERICA CORP /DE/ 5,035 40,000 0.02%
44 BNP PARIBAS FINANCIAL MARKETS 4,850 38,606 0.02%
45 WELLS FARGO & COMPANY/MN 2,105 17,000 0.01%
46 UBS Group AG 1,179 9,000 0.01%
47 ROYAL BANK OF CANADA 1,039 8,000 0.00%
48 PNC FINANCIAL SERVICES GROUP, INC. 198 2,000 0.00%
49 BARCLAYS PLC 122 1,000 0.00%
50 CITIGROUP INC 8 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.