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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 57 Institutional holders with a total value of $170,214,301.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,718,924 28,970,000 17.02%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,193,664 17,089,000 10.04%
3 BANC FUNDS CO LLC 2,068,442 16,113,000 9.47%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,749,518 13,961,000 8.20%
5 THB ASSET MANAGEMENT 1,773,382 13,814,000 8.12%
6 MENDON CAPITAL ADVISORS CORP 1,172,787 9,136,000 5.37%
7 Phocas Financial Corp. 1,025,058 7,985,000 4.69% SH
8 MALTESE CAPITAL MANAGEMENT LLC 1,000,000 7,790,000 4.58%
9 VANGUARD GROUP INC 889,172 6,926,000 4.07%
10 Stieven Capital Advisors, L.P. 804,980 6,271,000 3.68%
11 PRICE MICHAEL F 801,486 6,244,000 3.67%
12 Curi Capital, LLC 744,976 5,803,000 3.41%
13 BlackRock Fund Advisors 606,376 4,724,000 2.78%
14 ENDEAVOUR CAPITAL ADVISORS INC 394,006 3,069,000 1.80%
15 STATE STREET CORP 328,815 2,565,000 1.51%
16 NORTHERN TRUST CORP 230,396 1,794,000 1.05%
17 Hutchin Hill Capital, LP 200,000 1,558,000 0.92%
18 Geduld E E 189,500 1,476,000 0.87%
19 BlackRock Institutional Trust Company, N.A. 185,406 1,444,000 0.85%
20 STIFEL FINANCIAL CORP 176,500 1,375,000 0.81%
21 Employees Retirement System of Texas 162,000 1,262,000 0.74%
22 GEODE CAPITAL MANAGEMENT, LLC 152,194 1,185,000 0.70%
23 FSI GROUP, LLC 128,753 1,003,000 0.59%
24 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,897 770,000 0.45%
25 NEW YORK STATE COMMON RETIREMENT FUND 92,418 720,000 0.42%
26 DIMENSIONAL FUND ADVISORS LP 91,542 713,000 0.42%
27 BlackRock Investment Management, LLC 91,236 711,000 0.42%
28 Bank of New York Mellon Corp 91,135 710,000 0.42%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 86,441 673,000 0.40%
30 RENAISSANCE TECHNOLOGIES LLC 81,200 633,000 0.37%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 49,707 387,000 0.23%
32 FJ Capital Management LLC 47,000 364,000 0.21%
33 CASTINE CAPITAL MANAGEMENT, LLC 39,400 307,000 0.18%
34 RHUMBLINE ADVISERS 36,332 283,000 0.17%
35 FIRST TRUST ADVISORS LP 32,898 256,000 0.15%
36 GOLDMAN SACHS GROUP INC 32,184 251,000 0.15%
37 TEACHERS ADVISORS, LLC 31,738 247,000 0.15%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 216,000 0.13%
39 CITIGROUP INC 22,896 179,000 0.11%
40 PANAGORA ASSET MANAGEMENT INC 17,674 138,000 0.08%
41 METROPOLITAN LIFE INSURANCE CO/NY 16,996 132,000 0.08%
42 Nationwide Fund Advisors 15,374 120,000 0.07%
43 Personal Capital Advisors Corp 14,128 110,000 0.06%
44 AMERICAN INTERNATIONAL GROUP, INC. 13,740 107,000 0.06%
45 WELLS FARGO & COMPANY/MN 13,467 105,000 0.06%
46 DEUTSCHE BANK AG\ 13,074 100,000 0.06%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,912 93,000 0.05%
48 Brandywine Global Investment Management, LLC 10,090 79,000 0.05%
49 Aureus Asset Management, LLC 10,000 78,000 0.05%
50 BLACKROCK ADVISORS LLC 6,775 53,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.