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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 59 Institutional holders with a total value of $170,658,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,718,924 29,528,000 17.30%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 2,071,562 16,448,000 9.64%
3 BANC FUNDS CO LLC 2,068,442 16,423,000 9.62%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,757,190 13,952,000 8.18%
5 THB ASSET MANAGEMENT 1,403,002 11,139,000 6.53%
6 WELLINGTON MANAGEMENT GROUP LLP 1,209,342 9,602,000 5.63%
7 Phocas Financial Corp. 1,091,151 8,664,000 5.08% SH
8 MALTESE CAPITAL MANAGEMENT LLC 950,800 7,549,000 4.42%
9 VANGUARD GROUP INC 842,395 6,688,000 3.92%
10 PRICE MICHAEL F 800,000 6,352,000 3.72%
11 Stieven Capital Advisors, L.P. 786,457 6,244,000 3.66%
12 Curi Capital, LLC 744,976 5,915,000 3.47%
13 BlackRock Fund Advisors 617,002 4,899,000 2.87%
14 ENDEAVOUR CAPITAL ADVISORS INC 394,006 3,128,000 1.83%
15 STATE STREET CORP 345,833 2,746,000 1.61%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 267,400 2,123,000 1.24%
17 NORTHERN TRUST CORP 240,125 1,907,000 1.12%
18 Hutchin Hill Capital, LP 200,000 1,588,000 0.93%
19 BlackRock Institutional Trust Company, N.A. 187,615 1,490,000 0.87%
20 STIFEL FINANCIAL CORP 176,500 1,401,000 0.82%
21 FSI GROUP, LLC 164,500 1,306,000 0.77%
22 Employees Retirement System of Texas 162,000 1,286,000 0.75%
23 GEODE CAPITAL MANAGEMENT, LLC 157,061 1,247,000 0.73%
24 DIMENSIONAL FUND ADVISORS LP 108,147 859,000 0.50%
25 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 98,897 785,000 0.46%
26 BlackRock Investment Management, LLC 98,791 784,000 0.46%
27 Bank of New York Mellon Corp 97,966 778,000 0.46%
28 NEW YORK STATE COMMON RETIREMENT FUND 92,418 734,000 0.43%
29 Geduld E E 90,400 718,000 0.42%
30 RENAISSANCE TECHNOLOGIES LLC 85,500 679,000 0.40%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 71,760 570,000 0.33%
32 MENDON CAPITAL ADVISORS CORP 51,981 413,000 0.24%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 50,294 399,000 0.23%
34 TEACHERS ADVISORS, LLC 35,843 285,000 0.17%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 220,000 0.13%
36 RHUMBLINE ADVISERS 27,437 218,000 0.13%
37 PANAGORA ASSET MANAGEMENT INC 17,674 140,000 0.08%
38 METROPOLITAN LIFE INSURANCE CO/NY 16,996 135,000 0.08%
39 CREDIT SUISSE AG/ 16,838 133,000 0.08%
40 Nationwide Fund Advisors 16,415 130,000 0.08%
41 BARCLAYS PLC 14,807 118,000 0.07%
42 Personal Capital Advisors Corp 14,128 112,000 0.07%
43 AMERICAN INTERNATIONAL GROUP, INC. 13,807 109,628 0.06%
44 WELLS FARGO & COMPANY/MN 12,306 98,000 0.06%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,866 94,000 0.06%
46 Brandywine Global Investment Management, LLC 10,090 81,000 0.05%
47 Aureus Asset Management, LLC 10,000 79,000 0.05%
48 DEUTSCHE BANK AG\ 8,460 66,000 0.04%
49 BLACKROCK ADVISORS LLC 6,937 55,000 0.03%
50 ACROSPIRE INVESTMENT MANAGEMENT LLC 6,615 53,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.