| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 8,036,686 | 43,880,000 | 12.86% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 6,925,510 | 37,813,000 | 11.08% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 6,533,317 | 35,671,000 | 10.45% | ||
| 4 | UBS Group AG | 3,925,853 | 21,435,000 | 6.28% | ||
| 5 | MORGAN STANLEY | 3,513,160 | 19,182,000 | 5.62% | ||
| 6 | 1607 Capital Partners, LLC | 2,785,622 | 15,209,000 | 4.46% | ||
| 7 | Advisors Asset Management, Inc. | 2,440,483 | 13,325,000 | 3.90% | ||
| 8 | Saba Capital Management, L.P. | 2,190,809 | 11,962,000 | 3.50% | ||
| 9 | WELLS FARGO & COMPANY/MN | 2,099,114 | 11,461,000 | 3.36% | ||
| 10 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,034,624 | 11,170,000 | 3.27% | ||
| 11 | CORNERSTONE ADVISORS INC | 1,898,133 | 10,364,000 | 3.04% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 1,580,874 | 8,632,000 | 2.53% | ||
| 13 | Bulldog Investors, LLP | 1,571,531 | 8,581,000 | 2.51% | ||
| 14 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,290,797 | 7,048,000 | 2.06% | ||
| 15 | Vident Investment Advisory, LLC | 1,160,464 | 6,336,000 | 1.86% | ||
| 16 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,095,900 | 5,984,000 | 1.75% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 1,051,395 | 5,741,000 | 1.68% | ||
| 18 | 1832 Asset Management L.P. | 913,658 | 4,998,000 | 1.46% | ||
| 19 | Shaker Financial Services, LLC | 890,494 | 4,862,000 | 1.42% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 758,312 | 4,140,000 | 1.21% | ||
| 21 | BRINKER CAPITAL INC | 663,392 | 3,622,000 | 1.06% | ||
| 22 | Ancora Advisors LLC | 658,693 | 3,596,000 | 1.05% | ||
| 23 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 579,372 | 3,166,000 | 0.93% | ||
| 24 | CITIGROUP INC | 423,522 | 2,312,000 | 0.68% | ||
| 25 | Arete Wealth Advisors, LLC | 395,714 | 2,161,000 | 0.63% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 388,786 | 2,123,000 | 0.62% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 386,655 | 2,112,000 | 0.62% | ||
| 28 | CLOUGH CAPITAL PARTNERS L P | 369,793 | 2,019,000 | 0.59% | ||
| 29 | BANK OF NOVA SCOTIA | 369,596 | 2,018,000 | 0.59% | ||
| 30 | LPL Financial LLC | 350,153 | 1,901,000 | 0.56% | ||
| 31 | WEDBUSH SECURITIES INC | 294,372 | 1,607,000 | 0.47% | ||
| 32 | Cetera Advisor Networks LLC | 281,859 | 1,541,000 | 0.45% | ||
| 33 | BANK OF AMERICA CORP /DE/ | 265,727 | 1,451,000 | 0.43% | ||
| 34 | Oxbow Advisors, LLC | 247,029 | 1,349,000 | 0.40% | ||
| 35 | Laurion Capital Management LP | 200,022 | 1,092,000 | 0.32% | ||
| 36 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 209,519 | 1,091,000 | 0.32% | ||
| 37 | DOLIVER ADVISORS, LP | 197,760 | 1,080,000 | 0.32% | ||
| 38 | AQR ARBITRAGE LLC | 197,207 | 1,077,000 | 0.32% | ||
| 39 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 195,948 | 1,070,000 | 0.31% | ||
| 40 | ROYAL BANK OF CANADA | 188,023 | 1,026,000 | 0.30% | ||
| 41 | Invesco Ltd. | 151,427 | 827,000 | 0.24% | ||
| 42 | Ionic Capital Management LLC | 144,982 | 792,000 | 0.23% | ||
| 43 | GEODE CAPITAL MANAGEMENT, LLC | 119,907 | 654,000 | 0.19% | ||
| 44 | Global Endowment Management, LP | 112,619 | 615,000 | 0.18% | ||
| 45 | STATE OF WISCONSIN INVESTMENT BOARD | 103,750 | 566,000 | 0.17% | ||
| 46 | Sigma Planning Corp | 101,142 | 552,000 | 0.16% | ||
| 47 | Prospera Financial Services Inc | 100,058 | 546,000 | 0.16% | ||
| 48 | Zuckerman Investment Group, LLC | 98,177 | 536,000 | 0.16% | ||
| 49 | SG Americas Securities, LLC | 95,423 | 521,000 | 0.15% | ||
| 50 | Advisory Alpha, LLC | 93,649 | 511,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
