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NEUBERGER BERMAN HIGH YIELD
NEUBERGER BERMAN HIGH YIELD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 47 Institutional holders with a total value of $55,490,917.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 758,703 9,021,000 16.26%
2 Advisors Asset Management, Inc. 515,009 6,123,000 11.03%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 512,883 6,098,000 10.99%
4 GUGGENHEIM CAPITAL LLC 397,838 4,730,000 8.52%
5 Invesco Ltd. 397,049 4,721,000 8.51%
6 MORGAN STANLEY 231,941 2,758,000 4.97%
7 ROBINSON CAPITAL MANAGEMENT, LLC 200,350 2,382,000 4.29%
8 Shaker Financial Services, LLC 195,056 2,319,000 4.18%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 144,955 1,724,000 3.11%
10 UBS Group AG 121,456 1,444,000 2.60%
11 WELLS FARGO & COMPANY/MN 106,272 1,264,000 2.28%
12 LPL Financial LLC 97,617 1,161,000 2.09%
13 CITIGROUP INC 94,143 1,119,000 2.02%
14 SII INVESTMENTS INC/WI 92,523 1,105,000 1.99%
15 RAYMOND JAMES & ASSOCIATES 87,443 1,040,000 1.87%
16 ROYAL BANK OF CANADA 85,842 1,021,000 1.84%
17 WEDBUSH SECURITIES INC 73,832 878,000 1.58%
18 WOLVERINE ASSET MANAGEMENT LLC 68,061 809,000 1.46%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 63,786 758,000 1.37%
20 Capital Investment Advisors, LLC 57,615 685,000 1.23%
21 BANK OF AMERICA CORP /DE/ 55,687 662,000 1.19%
22 Curi Capital, LLC 45,514 541,000 0.97%
23 AMERIPRISE FINANCIAL INC 26,457 315,000 0.57%
24 DOLIVER ADVISORS, LP 26,322 313,000 0.56%
25 ADVISOR GROUP, INC. 25,655 305,000 0.55%
26 BAIRD FINANCIAL GROUP, INC. 24,822 295,000 0.53%
27 SHEPHERD KAPLAN KROCHUK, LLC 20,900 249,000 0.45%
28 Wunderlich Capital Managemnt 19,581 233,000 0.42%
29 Raymond James Financial Services Advisors, Inc. 17,095 203,000 0.37%
30 SG Americas Securities, LLC 14,314 170,000 0.31%
31 Commonwealth Equity Services, Inc 14,132 168,000 0.30%
32 RAYMOND JAMES TRUST N.A. 14,113 167,000 0.30%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,165 145,000 0.26%
34 GENEOS WEALTH MANAGEMENT INC. 11,220 133,000 0.24%
35 MML INVESTORS SERVICES, INC. 10,327 123,000 0.22%
36 OPPENHEIMER & CO INC 10,300 123,000 0.22%
37 Thomas J. Herzfeld Advisors, Inc. 4,579 54,000 0.10%
38 US BANCORP \DE\ 3,566 42,000 0.08%
39 WFG Advisors, LP 2,770 33,000 0.06%
40 MCF Advisors LLC 1,731 21,000 0.04%
41 BANK OF MONTREAL /CAN/ 1,000 12,000 0.02%
42 Capital Analysts, LLC 1,002 11,925 0.02%
43 Financial Architects, Inc 500 6,000 0.01%
44 PENSERRA CAPITAL MANAGEMENT LLC 300 3,000 0.01%
45 NewEdge Advisors, LLC 200 2,360 0.00%
46 VIVALDI CAPITAL MANAGEMENT, LLC 53,168 632 0.00%
47 Creative Planning 24 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.