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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 116 Institutional holders with a total value of $169,072,026.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Spot Trading L.L.C 3,000 23,000 0.01% Put
102 TEACHER RETIREMENT SYSTEM OF TEXAS 2,754 21,000 0.01%
103 BlackRock Group LTD 2,716 21,000 0.01%
104 Spot Trading L.L.C 2,338 18,000 0.01%
105 BlackRock Finance, Inc. 2,324 18,000 0.01%
106 BARCLAYS PLC 2,486 17,000 0.01%
107 NEW ENGLAND SECURITIES CORP /MA/ 2,098 16,000 0.01%
108 Pinnacle Summer Investments, Inc. 2,000 15,000 0.01%
109 EARNEST PARTNERS LLC 1,300 10,000 0.01%
110 UBS AG 1,100 9,000 0.01% Put
111 PNC FINANCIAL SERVICES GROUP, INC. 850 6,000 0.00%
112 MSI Financial Services Inc 650 5,000 0.00%
113 BNP PARIBAS FINANCIAL MARKETS 387 2,852 0.00%
114 Winslow, Evans & Crocker, Inc. 350 2,723 0.00%
115 OPTIMUM INVESTMENT ADVISORS 280 2,000 0.00%
116 PIERSHALE FINANCIAL GROUP, INC. 90 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.