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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 125 Institutional holders with a total value of $225,670,153.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 GROUP ONE TRADING LLC 11,653 90,000 0.04%
102 US BANCORP \DE\ 11,380 88,000 0.04%
103 TWO SIGMA SECURITIES, LLC 11,280 87,000 0.04%
104 INVESTMENT CENTERS OF AMERICA INC 10,959 84,000 0.04%
105 PRUDENTIAL FINANCIAL INC 10,450 81,000 0.04%
106 CANADA LIFE ASSURANCE Co 7,200 55,000 0.02%
107 BARCLAYS PLC 5,986 42,000 0.02%
108 SUMMIT SECURITIES GROUP LLC 5,300 41,000 0.02%
109 Regal Investment Advisors LLC 3,877 30,000 0.01%
110 BANK OF MONTREAL /CAN/ 3,643 28,000 0.01%
111 OFI Advisors LLC 3,528 27,000 0.01%
112 FIRST MERCANTILE TRUST CO 3,354 26,000 0.01%
113 TEACHER RETIREMENT SYSTEM OF TEXAS 3,141 24,000 0.01%
114 BlackRock Finance, Inc. 3,087 24,000 0.01%
115 Quantbot Technologies LP 3,100 23,000 0.01%
116 BESSEMER GROUP INC 2,789 22,000 0.01%
117 BlackRock Group LTD 2,716 21,000 0.01%
118 MSI Financial Services Inc 1,650 13,000 0.01%
119 EARNEST PARTNERS LLC 1,300 10,000 0.00%
120 FineMark National Bank & Trust 1,250 10,000 0.00%
121 Winslow, Evans & Crocker, Inc. 750 5,784 0.00%
122 NEW ENGLAND SECURITIES CORP /MA/ 653 5,000 0.00%
123 OPTIMUM INVESTMENT ADVISORS 280 2,000 0.00%
124 Genesis Wealth Advisors, LLC 134 1,059 0.00%
125 Pinnacle Summer Investments, Inc. 100 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.