Dark
Light
System
Security
NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 128 Institutional holders with a total value of $189,570,805.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 5,418,179 33,051,000 17.43%
2 VANGUARD GROUP INC 3,938,870 24,027,000 12.67%
3 BlackRock Institutional Trust Company, N.A. 3,176,476 19,377,000 10.22%
4 UBS Group AG 2,577,458 15,723,000 8.29%
5 STATE STREET CORP 1,985,794 12,114,000 6.39%
6 NORTHERN TRUST CORP 1,911,433 11,660,000 6.15%
7 Global X Management CO LLC 1,412,937 8,619,000 4.55%
8 Advisors Asset Management, Inc. 911,269 5,559,000 2.93%
9 GEODE CAPITAL MANAGEMENT, LLC 796,777 4,860,000 2.56%
10 LSV ASSET MANAGEMENT 695,600 4,243,000 2.24%
11 BlackRock Investment Management, LLC 471,817 2,878,000 1.52%
12 Bank of New York Mellon Corp 434,024 2,648,000 1.40%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 427,700 2,609,000 1.38%
14 VAN ECK ASSOCIATES CORP 413,175 2,520,000 1.33%
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 381,268 2,326,000 1.23%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 339,071 2,068,000 1.09%
17 Invesco Ltd. 245,486 1,497,000 0.79%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 242,524 1,480,000 0.78%
19 ROYAL BANK OF CANADA 236,714 1,444,000 0.76%
20 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 230,764 1,408,000 0.74%
21 PRUDENTIAL FINANCIAL INC 215,250 1,313,000 0.69%
22 ALLIANCEBERNSTEIN L.P. 206,900 1,262,000 0.67%
23 Allianz Asset Management GmbH 189,181 1,154,000 0.61%
24 Key Colony Management, LLC 179,000 1,092,000 0.58%
25 TEACHERS ADVISORS, LLC 173,094 1,056,000 0.56%
26 Swiss National Bank 172,920 1,055,000 0.56%
27 EMERALD ACQUISITION LTD. 162,356 990,000 0.52%
28 Creative Planning 156,950 957,000 0.50%
29 DEUTSCHE BANK AG\ 157,045 956,000 0.50%
30 GOLDMAN SACHS GROUP INC 150,861 920,000 0.49%
31 Ativo Capital Management LLC 131,133 800,000 0.42%
32 RHUMBLINE ADVISERS 129,904 792,000 0.42%
33 CREDIT SUISSE AG/ 129,721 791,000 0.42%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 115,049 702,000 0.37%
35 ClariVest Asset Management LLC 107,300 654,000 0.34%
36 NEW YORK STATE COMMON RETIREMENT FUND 99,900 609,000 0.32%
37 WELLINGTON MANAGEMENT GROUP LLP 99,318 606,000 0.32%
38 GUGGENHEIM CAPITAL LLC 90,275 551,000 0.29%
39 IndexIQ Advisors LLC 87,534 534,000 0.28%
40 ALLEGIS INVESTMENT ADVISORS, LLC 78,724 480,000 0.25%
41 Virtu KCG Holdings LLC 77,180 471,000 0.25%
42 METROPOLITAN LIFE INSURANCE CO/NY 76,802 468,000 0.25%
43 STIFEL FINANCIAL CORP 75,497 461,000 0.24%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 75,123 458,000 0.24%
45 Nationwide Fund Advisors 71,670 437,000 0.23%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 71,028 433,000 0.23%
47 AMERICAN INTERNATIONAL GROUP, INC. 63,352 386,447 0.20%
48 Janney Montgomery Scott LLC 64,800 371,000 0.20%
49 Aperio Group, LLC 59,658 364,000 0.19%
50 CITADEL ADVISORS LLC 59,198 361,000 0.19%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.