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NUVEEN DIVERSIFIED DIVID I
NUVEEN DIVERSIFIED DIVID I. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 38 Institutional holders with a total value of $25,630,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 588,928 7,491,000 29.23%
2 MORGAN STANLEY 239,409 3,045,000 11.88%
3 FIRST TRUST ADVISORS LP 153,367 1,951,000 7.61%
4 Cetera Advisor Networks LLC 100,239 1,274,000 4.97%
5 Invesco Ltd. 98,300 1,250,000 4.88%
6 WELLS FARGO & COMPANY/MN 95,074 1,210,000 4.72%
7 UBS Group AG 92,344 1,175,000 4.58%
8 RAYMOND JAMES & ASSOCIATES 83,446 1,061,000 4.14%
9 BANK OF AMERICA CORP /DE/ 71,119 905,000 3.53%
10 Raymond James Financial Services Advisors, Inc. 67,760 862,000 3.36%
11 GUGGENHEIM CAPITAL LLC 67,650 861,000 3.36%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,439 769,000 3.00%
13 BAIRD FINANCIAL GROUP, INC. 52,115 663,000 2.59%
14 Cambridge Investment Research Advisors, Inc. 33,793 430,000 1.68%
15 IFC Holdings Incorporated/FL 31,261 398,000 1.55%
16 ADVISOR GROUP, INC. 26,227 333,000 1.30%
17 GENEOS WEALTH MANAGEMENT INC. 20,529 261,000 1.02%
18 OPPENHEIMER & CO INC 16,850 214,000 0.83%
19 ROYAL BANK OF CANADA 16,098 205,000 0.80%
20 AE WEALTH MANAGEMENT LLC 15,470 197,000 0.77%
21 MML INVESTORS SERVICES, INC. 14,542 185,000 0.72%
22 Pekin Hardy Strauss, Inc. 12,575 160,000 0.62%
23 LPL Financial LLC 11,847 151,000 0.59%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,435 133,000 0.52%
25 BRUDERMAN ASSET MANAGEMENT, LLC 8,200 104,000 0.41%
26 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 6,811 85,000 0.33%
27 Advisory Services Network, LLC 4,200 53,000 0.21%
28 CITIGROUP INC 4,154 53,000 0.21%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,800 36,000 0.14%
30 Creative Planning 2,000 25,000 0.10%
31 NEXT Financial Group, Inc 2,000 25,000 0.10%
32 US BANCORP \DE\ 1,800 23,000 0.09%
33 IFP ADVISORS, INC 887 11,000 0.04%
34 D.A. DAVIDSON & CO. 870 11,000 0.04%
35 PNC FINANCIAL SERVICES GROUP, INC. 754 10,000 0.04%
36 Focused Wealth Management, Inc 473 6,000 0.02%
37 PENSERRA CAPITAL MANAGEMENT LLC 300 3,000 0.01%
38 MASCOMA WEALTH MANAGEMENT LLC 52 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.