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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 34 Institutional holders with a total value of $23,022,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GREAT POINT PARTNERS LLC 1,963,777 5,774,000 25.08%
2 VHCP MANAGEMENT II, LLC 948,372 2,788,000 12.11%
3 QVT Financial LP 932,086 2,447,000 10.63%
4 VHCP Management, LLC 796,550 2,342,000 10.17%
5 MILLENNIUM MANAGEMENT LLC 531,131 1,562,000 6.78%
6 TURNER INVESTMENTS LLC 450,000 1,323,000 5.75%
7 VANGUARD GROUP INC 403,935 1,188,000 5.16%
8 SABBY MANAGEMENT, LLC 399,035 1,173,000 5.10%
9 Weiss Multi-Strategy Advisers LLC 197,000 579,000 2.51%
10 SPHERA FUNDS MANAGEMENT LTD. 186,800 549,000 2.38%
11 VIVO CAPITAL, LLC 153,331 451,000 1.96%
12 RENAISSANCE TECHNOLOGIES LLC 146,400 430,000 1.87%
13 Endurant Capital Management LP 137,093 403,000 1.75%
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 135,860 399,000 1.73%
15 PURA VIDA INVESTMENTS, LLC 131,000 385,000 1.67%
16 DEERFIELD MANAGEMENT COMPANY, L.P. 75,293 221,000 0.96%
17 GEODE CAPITAL MANAGEMENT, LLC 60,638 178,000 0.77%
18 Ghost Tree Capital, LLC 45,000 132,000 0.57%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,700 114,000 0.50% Call
20 Bank of New York Mellon Corp 37,910 112,000 0.49%
21 BlackRock Fund Advisors 33,290 98,000 0.43%
22 STIFEL FINANCIAL CORP 32,715 96,000 0.42%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 90,000 0.39%
24 DIMENSIONAL FUND ADVISORS LP 15,648 46,000 0.20%
25 NORTHERN TRUST CORP 13,186 39,000 0.17%
26 Virtu KCG Holdings LLC 13,382 39,000 0.17%
27 GLENMEDE TRUST CO NA 11,352 33,000 0.14%
28 GROUP ONE TRADING LLC 4,154 12,000 0.05%
29 BlackRock Investment Management, LLC 2,386 7,000 0.03%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,755 5,000 0.02%
31 MORGAN STANLEY 1,317 4,000 0.02%
32 Tower Research Capital LLC (TRC) 511 2,000 0.01%
33 Walleye Trading LLC 200 1,000 0.00%
34 DEUTSCHE BANK AG\ 82 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.