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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $21,502,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GREAT POINT PARTNERS LLC 1,963,777 6,206,000 28.86%
2 QVT Financial LP 752,578 2,319,000 10.79%
3 VHCP Management, LLC 703,730 2,224,000 10.34%
4 MILLENNIUM MANAGEMENT LLC 549,045 1,735,000 8.07%
5 TURNER INVESTMENTS LLC 521,277 1,647,000 7.66%
6 SPHERA FUNDS MANAGEMENT LTD. 500,000 1,580,000 7.35%
7 SABBY MANAGEMENT, LLC 426,544 1,348,000 6.27%
8 VANGUARD GROUP INC 368,322 1,164,000 5.41%
9 Weiss Multi-Strategy Advisers LLC 197,429 624,000 2.90%
10 Endurant Capital Management LP 177,121 560,000 2.60%
11 PURA VIDA INVESTMENTS, LLC 131,000 414,000 1.93%
12 Ghost Tree Capital, LLC 125,000 395,000 1.84%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 83,060 262,000 1.22%
14 GEODE CAPITAL MANAGEMENT, LLC 60,548 191,000 0.89%
15 RENAISSANCE TECHNOLOGIES LLC 58,200 184,000 0.86%
16 STIFEL FINANCIAL CORP 35,040 111,000 0.52%
17 BlackRock Fund Advisors 34,577 109,000 0.51%
18 Bank of New York Mellon Corp 34,136 108,000 0.50%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 97,000 0.45%
20 Numeric Investors LLC 18,600 59,000 0.27%
21 NORTHERN TRUST CORP 12,786 40,000 0.19%
22 DIMENSIONAL FUND ADVISORS LP 12,541 40,000 0.19%
23 GLENMEDE TRUST CO NA 11,352 35,000 0.16%
24 DEUTSCHE BANK AG\ 10,710 33,000 0.15%
25 BlackRock Investment Management, LLC 2,122 7,000 0.03%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,755 6,000 0.03%
27 WELLS FARGO & COMPANY/MN 1,325 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.