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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 93 Institutional holders with a total value of $47,414,784.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WFG Advisors, LP 8 0 0.00%
2 Financial Management Professionals, Inc. 220 0 0.00%
3 Regal Investment Advisors LLC 100 0 0.00%
4 MSI Financial Services Inc 1,000 1,000 0.00%
5 SIMPLEX TRADING, LLC 2,163 2,000 0.00%
6 BARCLAYS PLC 3,603 3,000 0.01%
7 Karp Capital Management Corp 2,000 3,000 0.01%
8 Invesco Ltd. 3,996 5,000 0.01%
9 Brookstone Capital Management 4,000 5,000 0.01%
10 BlackRock Finance, Inc. 4,408 6,000 0.01%
11 REGENTATLANTIC CAPITAL LLC 29,259 6,000 0.01%
12 Tower Research Capital LLC (TRC) 5,090 7,000 0.01%
13 CITIGROUP INC 6,164 8,000 0.02%
14 WEALTHPLAN PARTNERS, LLC 7,600 10,000 0.02%
15 Sterling Global Strategies LLC 10,000 13,000 0.03%
16 PROFUND ADVISORS LLC 11,400 15,000 0.03%
17 Ameritas Investment Partners, Inc. 11,824 15,000 0.03%
18 Calvert Investment Management, Inc. 11,824 15,000 0.03%
19 SCOTIA CAPITAL INC. 12,880 17,000 0.04%
20 Nuveen Asset Management, LLC 13,687 18,000 0.04%
21 JANE STREET GROUP, LLC 13,430 18,000 0.04%
22 LPL Financial LLC 13,608 18,000 0.04%
23 GUYASUTA INVESTMENT ADVISORS INC 14,540 19,000 0.04%
24 CORRADO ADVISORS, LLC 15,000 20,000 0.04%
25 ROCKLAND TRUST CO 15,000 20,000 0.04%
26 BNP PARIBAS FINANCIAL MARKETS 15,668 20,525 0.04%
27 GOLDMAN SACHS GROUP INC 19,437 25,000 0.05%
28 AMALGAMATED BANK 19,481 26,000 0.05%
29 PRUDENTIAL FINANCIAL INC 19,800 26,000 0.05%
30 PINNACLE FINANCIAL PARTNERS INC 20,000 26,000 0.05%
31 Nine Chapters Capital Management LLC 22,800 30,000 0.06%
32 ProShare Advisors LLC 23,767 31,000 0.07%
33 Stonehage Fleming Financial Services Holdings Ltd 24,000 31,000 0.07%
34 Paloma Partners Management Co 24,200 32,000 0.07%
35 FMR LLC 24,387 32,000 0.07%
36 PEAPACK GLADSTONE FINANCIAL CORP 25,000 32,750 0.07%
37 Rotella Capital Management, Inc. 25,269 33,000 0.07%
38 TFS CAPITAL LLC 25,563 33,000 0.07%
39 ALLIANCEBERNSTEIN L.P. 26,000 34,000 0.07%
40 JPMORGAN CHASE & CO 30,000 39,000 0.08%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,800 43,000 0.09% Put
42 Legal & General Group Plc 34,581 45,000 0.09%
43 First Allied Advisory Services, Inc. 47,600 61,000 0.13%
44 STIFEL FINANCIAL CORP 49,571 65,000 0.14%
45 GUGGENHEIM CAPITAL LLC 49,876 66,000 0.14%
46 PRINCIPAL FINANCIAL GROUP INC 51,225 67,000 0.14%
47 UBS Group AG 52,100 68,000 0.14%
48 FIDGEON TIMOTHY F 60,000 78,000 0.16%
49 CREDIT SUISSE AG/ 62,782 83,000 0.18%
50 Airain ltd 64,200 84,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.