| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 189,054 | 2,023,000 | 12.46% | ||
| 2 | Invesco Ltd. | 176,711 | 1,891,000 | 11.65% | ||
| 3 | LPL Financial LLC | 154,227 | 1,650,000 | 10.16% | ||
| 4 | Prospera Financial Services Inc | 135,231 | 1,447,000 | 8.91% | ||
| 5 | NATIONAL PLANNING CORP | 110,719 | 1,185,000 | 7.30% | ||
| 6 | MORGAN STANLEY | 100,926 | 1,080,000 | 6.65% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 94,645 | 1,013,000 | 6.24% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 92,826 | 993,000 | 6.12% | ||
| 9 | ROYAL BANK OF CANADA | 49,959 | 534,000 | 3.29% | ||
| 10 | UBS AG | 39,652 | 424,000 | 2.61% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 38,672 | 414,000 | 2.55% | ||
| 12 | WFG Advisors, LP | 30,963 | 331,000 | 2.04% | ||
| 13 | WELLS FARGO & COMPANY/MN | 28,699 | 307,000 | 1.89% | ||
| 14 | NTV ASSET MANAGEMENT LLC | 24,713 | 264,000 | 1.63% | ||
| 15 | B. Riley Wealth Advisors, Inc. | 44,572 | 238,700 | 1.47% | ||
| 16 | MONROE BANK & TRUST/MI | 20,000 | 214,000 | 1.32% | ||
| 17 | AMERIPRISE FINANCIAL INC | 19,375 | 207,000 | 1.27% | ||
| 18 | Commonwealth Equity Services, Inc | 19,311 | 207,000 | 1.27% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,407 | 176,000 | 1.08% | ||
| 20 | NWAM LLC | 14,004 | 150,000 | 0.92% | ||
| 21 | STIFEL FINANCIAL CORP | 12,652 | 135,000 | 0.83% | ||
| 22 | Virtu KCG Holdings LLC | 12,220 | 131,000 | 0.81% | ||
| 23 | SII INVESTMENTS INC/WI | 11,930 | 128,000 | 0.79% | ||
| 24 | KMS FINANCIAL SERVICES, INC | 11,863 | 127,000 | 0.78% | ||
| 25 | 1ST SOURCE BANK | 11,750 | 126,000 | 0.78% | ||
| 26 | Bank of New York Mellon Corp | 11,827 | 126,000 | 0.78% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 11,365 | 121,606 | 0.75% | ||
| 28 | Clearbridge Investments, LLC | 10,394 | 111,000 | 0.68% | ||
| 29 | Creative Planning | 10,396 | 111,000 | 0.68% | ||
| 30 | Smithfield Trust Co | 8,003 | 86,000 | 0.53% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 5,200 | 56,000 | 0.34% | ||
| 32 | FIRST MANHATTAN CO. LLC. | 5,000 | 53,000 | 0.33% | ||
| 33 | MSI Financial Services Inc | 4,525 | 48,000 | 0.30% | ||
| 34 | NEW ENGLAND SECURITIES CORP /MA/ | 4,053 | 43,000 | 0.26% | ||
| 35 | Financial Architects, Inc | 3,000 | 32,000 | 0.20% | ||
| 36 | REILLY FINANCIAL ADVISORS, LLC | 1,500 | 16,000 | 0.10% | ||
| 37 | 1919 Investment Counsel, LLC | 1,218 | 14,000 | 0.09% | ||
| 38 | FIFTH THIRD BANCORP | 1,350 | 14,000 | 0.09% | ||
| 39 | Tower Research Capital LLC (TRC) | 680 | 7,000 | 0.04% | ||
| 40 | Winslow, Evans & Crocker, Inc. | 250 | 2,675 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
