Dark
Light
System
Security
PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $23,622,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 1,209,731 11,226,000 47.52%
2 Invesco Ltd. 183,837 1,682,000 7.12%
3 Commonwealth Equity Services, Inc 142,332 1,302,000 5.51%
4 MSI Financial Services Inc 130,939 1,198,000 5.07%
5 MORGAN STANLEY 114,519 1,048,000 4.44%
6 AMERICAN INTERNATIONAL GROUP, INC. 90,742 830,000 3.51%
7 Cambridge Investment Research Advisors, Inc. 80,769 739,000 3.13%
8 GUGGENHEIM CAPITAL LLC 77,187 707,000 2.99%
9 BANK OF AMERICA CORP /DE/ 69,971 641,000 2.71%
10 UBS Group AG 48,821 446,000 1.89%
11 CETERA INVESTMENT ADVISERS 47,263 433,000 1.83%
12 Brick & Kyle, Associates 41,720 382,000 1.62%
13 ROYAL BANK OF CANADA 40,594 372,000 1.57%
14 NATIONAL PLANNING CORP 31,946 304,000 1.29%
15 STIFEL FINANCIAL CORP 25,451 232,000 0.98%
16 AMERIPRISE FINANCIAL INC 23,382 214,000 0.91%
17 Sigma Planning Corp 19,017 174,000 0.74%
18 WELLS FARGO & COMPANY/MN 18,912 173,000 0.73%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,317 168,000 0.71%
20 INVESTMENT CENTERS OF AMERICA INC 18,058 165,000 0.70%
21 Kovack Advisors, Inc. 16,316 149,000 0.63%
22 Creative Planning 15,460 141,000 0.60%
23 1ST SOURCE BANK 11,750 108,000 0.46%
24 Frontier Wealth Management LLC 11,750 108,000 0.46%
25 Cetera Advisor Networks LLC 11,264 103,000 0.44%
26 Concert Wealth Management Inc. 10,582 97,000 0.41%
27 SII INVESTMENTS INC/WI 10,560 96,000 0.41%
28 ANCHOR INVESTMENT MANAGEMENT, LLC 10,300 94,245 0.40%
29 Clearbridge Investments, LLC 7,394 68,000 0.29%
30 GENEOS WEALTH MANAGEMENT INC. 4,988 45,000 0.19%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,879 35,000 0.15%
32 THRIVENT FINANCIAL FOR LUTHERANS 3,697 33,000 0.14%
33 IFP ADVISORS, INC 2,683 25,000 0.11%
34 Clean Yield Group 2,100 19,000 0.08%
35 REILLY FINANCIAL ADVISORS, LLC 1,500 14,000 0.06%
36 NORTHERN TRUST CORP 158,289 14,000 0.06%
37 FIFTH THIRD BANCORP 1,350 12,000 0.05%
38 KELLEHER FINANCIAL ADVISORS 1,410 12,000 0.05%
39 PENSERRA CAPITAL MANAGEMENT LLC 442 4,000 0.02%
40 Tower Research Capital LLC (TRC) 343 3,000 0.01%
41 Advisory Services Network, LLC 300 3,000 0.01%
42 Winslow, Evans & Crocker, Inc. 250 2,288 0.01%
43 NEXT Financial Group, Inc 125 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.