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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 44 Institutional holders with a total value of $12,710,559.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 201,129 1,868,000 14.70%
2 LPL Financial LLC 182,661 1,712,000 13.47%
3 MORGAN STANLEY 101,192 940,000 7.40%
4 Cambridge Investment Research Advisors, Inc. 93,887 872,000 6.86%
5 Frontier Wealth Management LLC 84,160 782,000 6.15%
6 NATIONAL PLANNING CORP 78,734 735,000 5.78%
7 BANK OF AMERICA CORP /DE/ 77,995 725,000 5.70%
8 ROYAL BANK OF CANADA 48,394 450,000 3.54%
9 Brick & Kyle, Associates 48,320 449,000 3.53%
10 Koshinski Asset Management, Inc. 39,574 368,000 2.90%
11 UBS Group AG 31,469 292,000 2.30%
12 Creative Planning 29,707 276,000 2.17%
13 GUGGENHEIM CAPITAL LLC 28,496 264,000 2.08%
14 Commonwealth Equity Services, Inc 28,199 262,000 2.06%
15 B. Riley Wealth Advisors, Inc. 23,231 216,000 1.70%
16 BANK OF MONTREAL /CAN/ 20,600 191,000 1.50%
17 WELLS FARGO & COMPANY/MN 18,918 176,000 1.38%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,317 170,000 1.34%
19 Kovack Advisors, Inc. 17,679 164,000 1.29%
20 Stratos Wealth Partners, LTD. 16,554 154,000 1.21%
21 Virtu KCG Holdings LLC 16,333 152,000 1.20%
22 Cetera Advisor Networks LLC 15,841 150,000 1.18%
23 STIFEL FINANCIAL CORP 14,361 133,000 1.05%
24 Concert Wealth Management Inc. 14,138 131,000 1.03%
25 INVESTMENT CENTERS OF AMERICA INC 14,070 130,000 1.02%
26 AMERICAN INTERNATIONAL GROUP, INC. 13,373 124,235 0.98%
27 GOLDMAN SACHS GROUP INC 13,287 123,000 0.97%
28 AMERIPRISE FINANCIAL INC 12,381 115,000 0.90%
29 SII INVESTMENTS INC/WI 11,930 111,000 0.87%
30 1ST SOURCE BANK 11,750 109,000 0.86%
31 PNC FINANCIAL SERVICES GROUP, INC. 11,275 104,000 0.82%
32 Smithfield Trust Co 8,003 74,000 0.58%
33 Clearbridge Investments, LLC 7,394 69,000 0.54%
34 MSI Financial Services Inc 4,120 38,000 0.30%
35 Clean Yield Group 2,100 20,000 0.16%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 1,550 14,000 0.11%
37 REILLY FINANCIAL ADVISORS, LLC 1,500 14,000 0.11%
38 FIFTH THIRD BANCORP 1,350 13,000 0.10%
39 Financial Management Professionals, Inc. 900 8,000 0.06%
40 NEXT Financial Group, Inc 655 6,000 0.05%
41 FARMERS & MERCHANTS INVESTMENTS INC 400 4,000 0.03%
42 Winslow, Evans & Crocker, Inc. 250 2,324 0.02%
43 RISK PARADIGM GROUP, LLC 0 0 0.00%
44 Prospera Financial Services Inc 18,643 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.